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Filing Details

Accession Number:: 0001001250-16-000224
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2016-09-08 16:37:19
Reporting Period:: 2016-09-06

Filing Date:: 2016-09-08
Accepted Time:: 2016-09-08 16:37:19
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1001250	Estee Lauder Companies Inc	EL	Perfumes, Cosmetics & Other Toilet Preparations (2844)	112408943

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1441645	Gregory Polcer	The Estee Lauder Companies Inc. 767 Fifth Avenue New York NY 10153	Evp - Global Supply Chain	No	Yes	No	No

Reported Non-Derivative Transactions

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Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership
Class A Common Stock	Acquisiton	2016-09-06	8,155	$0.00	78,064	No	4	A	Direct
Class A Common Stock	Disposition	2016-09-06	4,553	$89.40	73,511	No	4	F	Direct
Class A Common Stock	Disposition	2016-09-08	3,602	$88.01	69,909	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership
No	4	A	Direct
No	4	F	Direct
No	4	S	Direct

Reported Derivative Transactions

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Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Class A Common Stock	Option (Right to Buy)	Acquisiton	2016-09-06	28,137	$0.00	28,137	$89.47
Class A Common Stock	Restricted Stock Units (Share Payout)	Acquisiton	2016-09-06	7,645	$0.00	7,645	$0.00

Remaning Holdings	Exercise Date	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
28,137		2026-09-06	No	4	A	Direct
23,759			No	4	A	Direct

Footnotes

Reflects payout of Performance Share Units ("PSUs") granted to Reporting Person on September 4, 2013.
Represents the withholding of shares for tax purposes in connection with the payout of the PSUs.
The sales of the shares of Class A Common Stock were made pursuant to a plan intended to comply with Rule 10b5-1(c) entered into on June 9, 2016.
The number of securities reported represents an aggregated number of shares sold in mulitple open market transactions over a range of sales prices. The price reported represents the weighted average price. The Reporting Person undertakes to provide to the staff of the SEC, the Issuer, or a stockholder of the Issuer, upon request, the number of shares sold by the Reporting Person at each separate price within the range.
Sales prices range from $87.60 to $88.42, inclusive.
Stock options granted pursuant to Fiscal 2002 Share Incentive Plan in respect of 9,379 shares exercisable from and after January 1, 2018; 9,379 shares exercisable from and after January 1, 2019; and 9,379 shares exercisable from and after January 1, 2020.
Not applicable. Restricted Stock Units ("RSUs") vest and are paid out in shares of Class A Common Stock on a one-to-one basis on the applicable vesting date.
Assuming continued employment, the RSUs granted on September 6, 2016 will vest and be paid out as follows: 2,548 on October 31, 2017; 2,548 on October 31, 2018; and 2,549 on October 31, 2019. Assuming continued employment, the RSUs held by the Reporting Person will vest and be paid out as follows: 8,000 on October 31, 2016; 7,872 on October 31, 2017; 5,338 on October 31, 2018; and 2,549 on October 31, 2019. Upon payout, shares will be withheld to cover minimum statutory tax obligations. RSUs are accompanied by dividend equivalent rights that will be payable in cash at the time of payout of the related shares.