Filing Details

Accession Number:
0001001250-16-000218
Form Type:
4
Zero Holdings:
No
Publication Time:
2016-09-08 16:13:10
Reporting Period:
2016-09-06
Filing Date:
2016-09-08
Accepted Time:
2016-09-08 16:13:10
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1001250 Estee Lauder Companies Inc EL Perfumes, Cosmetics & Other Toilet Preparations (2844) 112408943
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1587814 Michael O'hare The Estee Lauder Companies Inc.
767 Fifth Avenue
New York NY 10153
Evp-Global Human Resources No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Class A Common Stock Acquisiton 2016-09-06 6,725 $0.00 6,725 No 4 A Direct
Class A Common Stock Disposition 2016-09-06 2,773 $89.40 3,952 No 4 F Direct
Class A Common Stock Disposition 2016-09-08 3,952 $87.99 0 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 A Direct
No 4 F Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Class A Common Stock Option (Right to Buy) Acquisiton 2016-09-06 28,783 $0.00 28,783 $89.47
Class A Common Stock Restricted Stock Units (Share Payout) Acquisiton 2016-09-06 7,821 $0.00 7,821 $0.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
28,783 2026-09-06 No 4 A Direct
25,809 No 4 A Direct
Footnotes
  1. Reflects payout of Performance Share Units ("PSUs") granted to Reporting Person on September 4, 2013.
  2. Represents the withholding of shares for tax purposes in connection with the payout of the PSUs.
  3. Stock options granted pursuant to Fiscal 2002 Share Incentive Plan in respect of 9,594 shares exercisable from and after January 1, 2018; 9,594 shares exercisable from and after January 1, 2019; and 9,595 shares exercisable from and after January 1, 2020.
  4. Not applicable. Restricted Stock Units ("RSUs") vest and are paid out in shares of Class A Common stock on a one-to-one basis on the applicable vesting date.
  5. Assuming continued employment, the RSUs granted on September 6, 2016 will vest and be paid out as follows: 2,607 on October 31, 2017; 2,607 on October 31, 2018; and 2,607 on October 31, 2019. Assuming continued employment, the RSUs held by the Reporting Person will vest and be paid out as follows: 10,169 on October 31, 2016; 7,732 on October 31, 2017; 5,301 on October 31, 2018; and 2,607 on October 31, 2019. Upon payout, shares will be withheld to cover minimum statutory tax obligations. RSUs are accompanied by dividend equivalent rights that will be payable in cash at the time of payout of the related shares.