Filing Details

Accession Number:
0001534424-16-001012
Form Type:
4
Zero Holdings:
No
Publication Time:
2016-09-07 18:36:52
Reporting Period:
2016-09-02
Filing Date:
2016-09-07
Accepted Time:
2016-09-07 18:36:52
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1285550 Mri Interventions Inc. MRIC Surgical & Medical Instruments & Apparatus (3841) 582394628
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1619282 P Francis Grillo C/O Mri Interventions, Inc.
5 Musick
Irvine CA 92618
Chief Executive Officer Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2016-09-02 20,000 $0.00 32,088 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Warrants (right to buy) Acquisiton 2016-09-02 18,000 $0.00 18,000 $5.50
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
18,000 2016-09-02 2021-09-02 No 4 P Direct
Footnotes
  1. The reported securities are included within 20,000 units purchased by the Reporting Person for $5.00 per unit. Each unit consis of one share of common stock and one warrant to purchase 0.90 share of common stock.
  2. The shares subject to this warrant are immediately exercisable.