Filing Details
- Accession Number:
- 0001437749-16-038426
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2016-09-07 16:24:28
- Reporting Period:
- 2016-09-02
- Filing Date:
- 2016-09-07
- Accepted Time:
- 2016-09-07 16:24:28
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 835324 | Stock Yards Bancorp Inc. | SYBT | State Commercial Banks (6022) | 611137529 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1193290 | B Nancy Davis | 4700 Crofton Road Louisville KY 40207 | Executive V.p., Treasurer | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2016-09-02 | 4,215 | $17.89 | 103,734 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2016-09-02 | 4,215 | $31.75 | 99,519 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2016-09-06 | 3,285 | $17.89 | 102,804 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2016-09-06 | 1,175 | $31.61 | 101,629 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Option (right to buy) | Disposition | 2016-09-02 | 4,215 | $17.89 | 4,215 | $17.89 |
| Common Stock | Option (right to buy) | Disposition | 2016-09-06 | 3,285 | $17.89 | 3,285 | $17.89 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 3,285 | 2007-08-20 | 2017-02-20 | No | 4 | M | Direct |
| 0 | 2007-08-20 | 2017-02-20 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 232 | Indirect | By 401k/ESOP-FBO Nancy Davis |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Appreciation Right | $15.84 | 2012-03-15 | 2021-03-15 | 5,226 | 5,226 | Direct |
| Common Stock | Stock Appreciation Right | $15.24 | 2013-02-20 | 2022-02-20 | 9,187 | 9,187 | Direct |
| Common Stock | Stock Appreciation Right | $19.37 | 2015-02-18 | 2024-02-18 | 7,723 | 7,723 | Direct |
| Common Stock | Stock Appreciation Right | $22.96 | 2016-03-17 | 2025-03-17 | 5,959 | 5,959 | Direct |
| Common Stock | Stock Appreciation Right | $25.76 | 2017-03-15 | 2026-03-15 | 7,305 | 7,305 | Direct |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 2021-03-15 | 5,226 | 5,226 | Direct |
| 2022-02-20 | 9,187 | 9,187 | Direct |
| 2024-02-18 | 7,723 | 7,723 | Direct |
| 2025-03-17 | 5,959 | 5,959 | Direct |
| 2026-03-15 | 7,305 | 7,305 | Direct |
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