Filing Details

Accession Number:
0001127602-16-061878
Form Type:
4
Zero Holdings:
No
Publication Time:
2016-09-06 14:01:43
Reporting Period:
2016-09-02
Filing Date:
2016-09-06
Accepted Time:
2016-09-06 14:01:43
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1041061 Yum Brands Inc YUM Retail-Eating Places (5812) 133951308
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1423752 G. Roger Eaton 1441 Gardiner Lane
Louisville KY 40213
Ceo, Kfc No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2016-09-02 135,318 $29.29 245,736 No 4 M Direct
Common Stock Disposition 2016-09-02 81,800 $91.91 163,936 No 4 D Direct
Common Stock Disposition 2016-09-02 53,518 $91.72 110,418 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 D Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Stock Appreciation Right Disposition 2016-09-02 135,318 $0.00 135,318 $29.29
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2013-02-05 2019-02-05 No 4 M Direct
Footnotes
  1. Pursuant to 10b5-1 Plan
  2. This transaction was executed in multiple trades at prices ranging from $91.52 to $91.96. The price reported above reflects the average price. The reporting person hereby undertakes to provide upon request, to the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares and prices at which the transaction was effected.