Filing Details

Accession Number:
0001225208-16-038775
Form Type:
4
Zero Holdings:
No
Publication Time:
2016-09-02 17:04:32
Reporting Period:
2015-06-03
Filing Date:
2016-09-02
Accepted Time:
2016-09-02 17:04:32
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
101829 United Technologies Corp UTX Aircraft Engines & Engine Parts (3724) 060570975
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1189930 V John Faraci 10 Farm Springs Road
Farmington CT 06032
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2015-06-03 860 $118.66 860 No 4 P Direct
Common Stock Acquisiton 2015-07-10 80 $109.92 940 No 4 P Direct
Common Stock Acquisiton 2015-08-04 239 $99.59 1,179 No 4 P Direct
Common Stock Disposition 2015-10-02 42 $87.14 1,145 No 4 S Direct
Common Stock Disposition 2016-02-10 1,153 $87.96 0 No 4 S Direct
Common Stock Disposition 2016-02-22 0 $89.10 0 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
Footnotes
  1. The transactions reported in this Form 4 were executed by the reporting person's investment advisor in a managed account as part of the investment advisor's implementation of a large-cap investment strategy involving the securities of multiple issuers. These transactions did not result in a short swing profit because the purchase prices were in each case greater than any of the matchable sale prices and, as a result, no disgorgement to the issuer is required of the reporting person.
  2. Includes additional shares acquired through reinvestment of dividends, which are transactions exempt from reporting under SEC Rule 16a-11.