Filing Details
- Accession Number:
- 0001179110-16-029156
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2016-08-31 17:34:57
- Reporting Period:
- 2016-08-29
- Filing Date:
- 2016-08-31
- Accepted Time:
- 2016-08-31 17:34:57
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1366246 | Glu Mobile Inc | GLUU | Services-Computer Programming Services (7371) | 000000000 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1392677 | R Eric Ludwig | C/O Glu Mobile Inc. 500 Howard Street, Suite 300 San Francisco CA 94105 | Evp, Coo And Cfo | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2016-08-29 | 26,119 | $2.32 | 59,966 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 133,127 | Indirect | Trust |
Footnotes
- The sale was effected pursuant to a trading plan designed to comply with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended, that Mr. Ludwig entered into on March 2, 2016.
- Represents a weighted average price, as this transaction was executed in multiple trades at prices ranging from $2.29 to $2.36. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares sold at each separate price.
- In a Form 4 filed on August 17, 2016, Mr. Ludwig reported that he directly beneficially owned 79,472 shares of common stock of Glu Mobile Inc. ("Glu"). Mr. Ludwig subsequently acquired 6,613 shares of Glu common stock on August 19, 2016 pursuant to Glu's 2007 Employee Stock Purchase Plan, which purchase was exempt from reporting under Rule 16b-3(c) promulgated under the Securities Exchange Act of 1934, as amended. The amount of securities directly beneficially owned by Mr. Ludwig following this transaction takes into account this purchase.
- These shares are held by the Ludwig McKillop Trust, of which the reporting person and his wife, Mary Elizabeth McKillop, are the co-trustees.
Billionaire Hedge Funds
