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Filing Details

Accession Number:: 0001179110-16-029097
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2016-08-29 18:28:40
Reporting Period:: 2016-08-25

Filing Date:: 2016-08-29
Accepted Time:: 2016-08-29 18:28:40
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
31462	Ecolab Inc.	ECL	Soap, Detergents, Cleang Preparations, Perfumes, Cosmetics (2840)	410231510

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1343364	A Michael Hickey	370 Wabasha Street North Saint Paul MN 55102	Evp & Pres. Global Inst.	No	Yes	No	No

Reported Non-Derivative Transactions

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Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership
Common Stock	Acquisiton	2016-08-25	21,500	$49.42	61,342	No	4	M	Direct
Common Stock	Disposition	2016-08-25	14,862	$122.29	46,480	No	4	F	Direct
Common Stock	Acquisiton	2016-08-25	30,300	$35.63	76,780	No	4	M	Direct
Common Stock	Disposition	2016-08-25	19,177	$122.29	57,603	No	4	F	Direct
Common Stock	Disposition	2016-08-29	17,761	$123.90	39,865	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership
No	4	M	Direct
No	4	F	Direct
No	4	M	Direct
No	4	F	Direct
No	4	S	Direct

Reported Derivative Transactions

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Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Common Stock	Employee Stock Option (Right to Buy)	Disposition	2016-08-25	21,500	$0.00	21,500	$49.42
Common Stock	Employee Stock Option (Right to Buy)	Disposition	2016-08-25	30,300	$0.00	30,300	$35.63

Remaning Holdings	Exercise Date	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
0	2008-12-05	2017-12-05	No	4	M	Direct
0	2009-12-03	2018-12-03	No	4	M	Direct

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Common Stock	3,942	Indirect	By Ecolab Savings Plan

Footnotes

Reflects the reporting person's payment of the exercise price and withholding taxes for a stock option issued in accordance with Rule 16b-3 by delivering or withholding shares of Ecolab Inc. common stock.
This transaction was executed in multiple trades at prices ranging from $123.90 to $124.14. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
The total includes 11.639 shares acquired on April 15, 2016 and 11.066 shares acquired on July 15, 2016 by dividend reinvestment under the Dividend Reinvestment Plan for shareholders of Ecolab sponsored by Computershare Trust Company, N.A.
Number of UNITS in the Ecolab Stock Fund of the Ecolab Savings Plan (401(k) Plan) as of July 31, 2016. Includes 35.199 UNITS acquired since the reporting person's last report. (The 3941.711 UNITS are the equivalent of approximately 7,267 SHARES of the issuer's Common Stock.)
Option granted on December 5, 2007 under the Ecolab Inc. 2005 Stock Incentive Plan. The option became exercisable, on a cumulative basis, as to one-third of the option shares (excluding any fractional portion less than one share), on each of the first and second anniversaries of the date of grant and as to the remaining shares on the third anniversary of the date of grant.
Option granted on December 3, 2008 under the Ecolab Inc. 2005 Stock Incentive Plan. The option became exercisable, on a cumulative basis, as to one-third of the option shares (excluding any fractional portion less than one share), on each of the first and second anniversaries of the date of grant and as to the remaining shares on the third anniversary of the date of grant.