Filing Details

Accession Number:
0001288847-16-000104
Form Type:
4
Zero Holdings:
No
Publication Time:
2016-08-26 20:23:06
Reporting Period:
2016-08-24
Filing Date:
2016-08-26
Accepted Time:
2016-08-26 20:23:06
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1288847 Five9 Inc. FIVN Services-Computer Processing & Data Preparation (7374) 943394123
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1305625 Scott Welch C/O Five9, Inc. Bishop Ranch 8, 4000
Executive Parkway, Suite 400
San Ramon, CA 94583
Evp, Cloud Operations No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2016-08-24 19,528 $4.25 218,840 No 4 M Direct
Common Stock Disposition 2016-08-24 19,528 $15.00 199,312 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Employee Stock Option (right to buy) Disposition 2016-08-24 19,528 $0.00 19,528 $4.25
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
64,472 2024-11-05 No 4 M Direct
Footnotes
  1. Original option grant was for 84,000 shares. Option began vesting with respect to 25% of shares subject to the option one year after November 5, 2014, and with respect to the remaining 75% of the shares subject to the option vests in 36 equal monthly installments thereafter.