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Home > Insider Trading > Filing (0001144204-16-120824)

Filing Details

Accession Number:
0001144204-16-120824
Form Type:
4
Zero Holdings:
No
Publication Time:
2016-08-23 20:07:22
Reporting Period:
2016-08-22
Filing Date:
2016-08-23
Accepted Time:
2016-08-23 20:07:22
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1490349 Medley Capital Corp MCC () 274576073
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1510194 Brook Taube C/O Medley Capital Corporation
280 Park Avenue, 6Th Floor East
New York NY 10017		 Chief Executive Officer Yes Yes No No
Reported Non-Derivative Transactions
Show Other Fields >>
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock, Par Value $0.001 Per Share Acquisiton 2016-08-22 100,000 $7.55 510,947 No 4 P Indirect By Medley Seed Funding I LLC
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Indirect By Medley Seed Funding I LLC
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock, Par Value $0.001 Per Share 190,000 Indirect See Footnote
Footnotes
  1. On 08/22/2016, Medley Seed Funding I LLC, a limited liability company controlled by Medley LLC, purchased 100,000 shares of Medley Capital Corporation common stock. The reporting person, together with Seth Taube, controls Medley LLC. The reporting person disclaims beneficial ownership of the reported shares of common stock except to the extent of his pecuniary interest therein.
  2. These securities are held by a trust for the benefit of the Reporting Person's family, for which the Reporting Person serves as a trustee.