Filing Details
- Accession Number:
- 0001239819-16-000166
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2016-08-16 16:27:55
- Reporting Period:
- 2016-08-12
- Filing Date:
- 2016-08-16
- Accepted Time:
- 2016-08-16 16:27:55
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1239819 | Luna Innovations Inc | LUNA | () | 4 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1205976 | Richard Roedel | C/O Luna Innovations Incorporated 301 1St Street Sw, Suite 200 Roanoke VA 24011 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2016-08-12 | 40,000 | $1.25 | 79,200 | No | 4 | P | Indirect | By Profit Sharing Plan |
| Common Stock | Acquisiton | 2016-08-15 | 38,373 | $1.20 | 117,573 | No | 4 | P | Indirect | By Profit Sharing Plan |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Indirect | By Profit Sharing Plan |
| No | 4 | P | Indirect | By Profit Sharing Plan |
Footnotes
- The price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1.24 to 1.25, inclusive. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnotes (1) and (2) to this Form 4.
- The price reported in Column 4 is weighted average price. These shares were sold in multiple transactions at prices ranging from $1.20 to $1.21, inclusive.
Billionaire Hedge Funds
