Filing Details

Accession Number:
0001127602-16-060365
Form Type:
4
Zero Holdings:
No
Publication Time:
2016-08-16 16:23:33
Reporting Period:
2016-08-15
Filing Date:
2016-08-16
Accepted Time:
2016-08-16 16:23:33
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
54381 Kaman Corp KAMN Wholesale-Machinery, Equipment & Supplies (5080) 060613548
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1438764 L. Gregory Steiner C/O Kaman Corporation
1332 Blue Hills Ave
Bloomfield CT 06002
Exec Vp, Kaman Corp; Pres, Kag No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Kaman Common Stock Acquisiton 2016-08-15 4,005 $16.35 30,771 No 4 M Direct
Kaman Common Stock Disposition 2016-08-15 4,005 $44.10 26,766 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Kaman Common Stock Stock Options (Right to Buy) Disposition 2016-08-15 4,005 $0.00 4,005 $16.35
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
8,010 No 4 M Direct
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Kaman Common Stock Restricted Stock Units $0.00 3,000 3,000 Direct
Kaman Common Stock Stock Options (Right to Buy) $21.60 20,000 20,000 Direct
Kaman Common Stock Stock Options (Right to Buy) $26.07 18,490 18,490 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
3,000 3,000 Direct
20,000 20,000 Direct
18,490 18,490 Direct
Footnotes
  1. Includes the acquisition of 11.428 shares from 1/7/2016 through 7/7/2016 by the reporting person pursuant to the periodic, automatic reinvestment of dividends paid on the Corporation's common stock under a program maintained by the reporting person's brokerage firm which is similar to the Corporation's Dividend Reinvestment Plan.
  2. Exercisable at the rate of 20% per year, generally beginning one year after grant date; expires ten (10) years after grant. All options and stock appreciation rights are issued under the Corporation's 16b-3 qualified Stock Incentive Plan, including options issued under predecessor plan. The Plans include a feature which permits the exercise price for an option to be paid by withholding a portion of the shares otherwise issuable upon exercise.
  3. Each restricted stock unit represents a contingent right to receieve one share of Kaman common stock.
  4. The restricted stock units vest in full on March 23, 2019, which is the date of the reporting person's 62nd birthday. Vested shares will be delivered to the reporting person on the later of six months and one day following the reporting person's separation from service from the Company, or January 2nd of the year following such separation from service.