Filing Details

Accession Number:
0001104659-16-139836
Form Type:
4
Zero Holdings:
No
Publication Time:
2016-08-15 20:33:50
Reporting Period:
2016-08-11
Filing Date:
2016-08-15
Accepted Time:
2016-08-15 20:33:50
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1282631 Netlist Inc NLST Semiconductors & Related Devices (3674) 954812784
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1381057 K Chun Hong 175 Technology, Suite 150
Irvine CA 92618
President, Ceo And Chairman Yes Yes Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2016-08-11 66,954 $1.67 5,085,849 No 4 S Indirect Hong-Cha Property Trust
Common Stock Disposition 2016-08-15 133,046 $1.67 4,952,803 No 4 S Indirect Hong-Cha Property Trust
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Indirect Hong-Cha Property Trust
No 4 S Indirect Hong-Cha Property Trust
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 85,568 Direct
Footnotes
  1. Sale of stock in a private transaction to an accredited investor and is subject to the registration requirements of the Securities Act of 1933.