Filing Details
- Accession Number:
- 0001091667-16-000555
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2016-08-15 17:22:18
- Reporting Period:
- 2016-08-11
- Filing Date:
- 2016-08-15
- Accepted Time:
- 2016-08-15 17:22:18
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1091667 | Charter Communications Inc. | CHTR | Cable & Other Pay Television Services (4841) | 431857213 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1510102 | R Richard Dykhouse | C/O Charter Communications, Inc. 400 Atlantic Street Stamford CT 06901 | Evp/Gen Counsel/Corp Secretary | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | Acquisiton | 2016-08-11 | 20,716 | $60.96 | 26,070 | No | 4 | M | Direct | |
| Class A Common Stock | Disposition | 2016-08-11 | 12,336 | $256.71 | 13,734 | No | 4 | F | Direct | |
| Class A Common Stock | Disposition | 2016-08-11 | 8,380 | $256.73 | 5,354 | No | 4 | S | Direct | |
| Class A Common Stock | Disposition | 2016-08-12 | 1,594 | $0.00 | 3,760 | No | 5 | G | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | F | Direct | |
| No | 4 | S | Direct | |
| No | 5 | G | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Class A Common Stock | Time Vesting Stock Options | Disposition | 2016-08-11 | 20,716 | $0.00 | 1,889 | $60.96 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 1,889 | 2021-04-26 | No | 4 | M | Direct |
Footnotes
- In connection with the closing of the Time Warner Cable Inc. transactions the merger exchange ratio of .9042 was applied to the exercise price (divided by .9042) and the number of options (muiltiplied by .9042).
- Withholding of securities for the purpose of paying taxes.
- Charitable gifts.
- This option represents the right to purchase a total of 22,605 shares, of which one-third become exercisable in four equal installments on each of the first four anniversaries of 4/26/2011; one third become exercisable in four equal installments on each of the first four anniversaries of the vesting commencement date of 12/31/2011; and one third become exercisable in four equal installments on each of the first four anniversaries of the vesting commencement date of 12/31/2012 .
Billionaire Hedge Funds
