Filing Details

Accession Number:
0001209191-16-136461
Form Type:
4
Zero Holdings:
No
Publication Time:
2016-08-10 19:34:34
Reporting Period:
2016-08-08
Filing Date:
2016-08-10
Accepted Time:
2016-08-10 19:34:34
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1353283 Splunk Inc SPLK () 4
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1233412 Godfrey Sullivan C/O Splunk Inc.
250 Brannan Street
San Francisco CA 94107
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2016-08-08 25,000 $0.57 485,426 No 4 M Direct
Common Stock Disposition 2016-08-08 40,000 $61.55 445,426 No 4 S Direct
Common Stock Acquisiton 2016-08-09 25,000 $0.57 470,426 No 4 M Direct
Common Stock Disposition 2016-08-09 10,990 $61.61 459,436 No 4 S Direct
Common Stock Disposition 2016-08-09 29,010 $62.42 430,426 No 4 S Direct
Common Stock Acquisiton 2016-08-10 25,000 $0.57 455,426 No 4 M Direct
Common Stock Disposition 2016-08-10 37,400 $62.23 418,026 No 4 S Direct
Common Stock Disposition 2016-08-10 2,600 $62.97 415,426 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
No 4 M Direct
No 4 S Direct
No 4 S Direct
No 4 M Direct
No 4 S Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Employee Stock Option (right to buy) Disposition 2016-08-08 25,000 $0.00 25,000 $0.57
Common Stock Employee Stock Option (right to buy) Disposition 2016-08-09 25,000 $0.00 25,000 $0.57
Common Stock Employee Stock Option (right to buy) Disposition 2016-08-10 25,000 $0.00 25,000 $0.57
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
1,337,515 2018-09-16 No 4 M Direct
1,312,515 2018-09-16 No 4 M Direct
1,287,515 2018-09-16 No 4 M Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 900,000 Indirect See footnote
Footnotes
  1. The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 4, 2015.
  2. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $61.24 to $62.00, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (2) through (6) to this Form 4.
  3. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $61.09 to $62.04, inclusive.
  4. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $62.09 to $62.71, inclusive.
  5. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $61.73 to $62.72, inclusive.
  6. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $62.76 to $63.34, inclusive.
  7. Shares held directly by the Godfrey and Suzanne Sullivan Revocable Trust dated December 5, 2000 for which the Reporting Person serves as a trustee.
  8. The option is fully vested and immediately exercisable.