Filing Details

Accession Number:
0001209191-16-136345
Form Type:
4/A
Zero Holdings:
No
Publication Time:
2016-08-10 17:10:58
Reporting Period:
2016-03-18
Filing Date:
2016-08-10
Accepted Time:
2016-08-10 17:10:58
Original Submission Date:
2016-03-22
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1015155 Charles & Colvard Ltd CTHR Jewelry, Silverware & Plated Ware (3910) 561928817
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1258861 B Ollin Sykes C/O Charles &Amp; Colvard Ltd
170 Southport Drive
Morrisville NC 27560
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2016-03-18 1,552 $1.30 591,152 No 4 P Indirect By Ollin Sykes TR FBO Sykes & Company PA 401(k) Profit Sharing Plan UA Jan 01, 1985
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Indirect By Ollin Sykes TR FBO Sykes & Company PA 401(k) Profit Sharing Plan UA Jan 01, 1985
Footnotes
  1. This amendment is being filed solely to correct the number of shares acquired, which was inadvertently reported on the original filing as 1,499. The number of securities reported in column five has also been adjusted to reflect this correction.
  2. Ollin Sykes is the trustee of the Sykes & Company PA 401(k) Profit Sharing Plan UA Jan 01, 1985. The aggregate shares of the Issuer's common stock reported as held by the plan include 82,377 shares held in Mr. Sykes's personal 401(k) account under the plan. Mr. Sykes disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein.