Home > Insider Trading > Filing (0000902274-16-000364)

Filing Details

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
902274	Libbey Inc	LBY	Glass & Glassware, Pressed Or Blown (3220)	341559357

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1208761	T Timothy Paige	Libbey Inc Po Box 10060 Toledo OH 43699-0060	Vice President-Human Resources	No	Yes	No	No

Reported Non-Derivative Transactions

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Acquisiton	2016-08-08	3,000	$10.13	21,534	No	4	M	Direct
Common Stock	Disposition	2016-08-08	3,000	$18.03	18,534	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	M	Direct
No	4	S	Direct

Reported Derivative Transactions

Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Common Stock	Non-Qualified Stock Option (right to buy)	Disposition	2016-08-08	3,000	$10.13	3,000	$10.13

Remaning Holdings	Exercise Date	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
2,475	2011-02-11	2020-02-11	No	4	M	Direct

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Common Stock	19,142	Indirect	By 401k Plan
Restricted Stock Units	10,245	Direct

Reported Derivative Holdings

Sec. Name	Sec. Type	Price	Date	Expiration Date	Amount	Remaning Holdings	Nature of Ownership
Common Shares	NQ - Stock Option (Right to Buy)	$17.13	2017-02-17	2026-02-25	15,417	15,417	Direct
Common Stock	NQ - Stock Option (Right to Buy)	$23.02	2015-02-24	2024-02-24	6,017	6,017	Direct
Common Stock	Non-Qualified Stock Option (right to buy)	$15.35	2009-02-15	2018-02-15	3,995	3,995	Direct
Common Stock	Non-Qualified Stock Option (right to buy)	$19.02	2014-02-22	2023-02-22	6,818	6,818	Direct
Common Stock	Non-Qualified Stock Option (right to buy)	$13.95	2013-02-17	2022-02-17	4,478	4,478	Direct
Common Stock	NQ - Stock Option (Right to Buy)	$38.06	2016-02-17	2025-03-02	4,417	4,417	Direct
Common Stock	NQ - Stock Option (Right to Buy)	$38.06	2016-02-17	2025-03-02	4,417	4,417	Direct
Common Stock	Non-Qualified Stock Option (right to buy)	$17.00	2012-02-10	2021-02-10	3,511	3,511	Direct

Expiration Date	Amount	Remaning Holdings	Nature of Ownership
2026-02-25	15,417	15,417	Direct
2024-02-24	6,017	6,017	Direct
2018-02-15	3,995	3,995	Direct
2023-02-22	6,818	6,818	Direct
2022-02-17	4,478	4,478	Direct
2025-03-02	4,417	4,417	Direct
2025-03-02	4,417	4,417	Direct
2021-02-10	3,511	3,511	Direct

Footnotes

This transaction was executed in multiple trades at prices ranging from $18.01 to $18.16. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
The information reported herein is based upon information received from the record keeper of the Libbey Inc. 401k/104m plan. The Libbey Inc. shares attributed to the participant in this report as being held by the plan are the equivalent number of the shares the participant would receive of his entire Libbey Inc. share account if it was distributed to him in Libbey Inc. shares. The actual account in the plan consists of the Libbey Inc. shares and cash.
The options become exercisable for 25% of the shares on each of the first, second, third, and fourth anniversary dates.
The options become exercisable for 25% of the shares on February 17th of each of 2016, 2017, 2018 and 2019 provided the grantee remains continuously employed by the Company as of those respective dates.