Filing Details

Accession Number:
0001140361-16-075486
Form Type:
4
Zero Holdings:
No
Publication Time:
2016-08-09 16:49:16
Reporting Period:
2016-08-05
Filing Date:
2016-08-09
Accepted Time:
2016-08-09 16:49:16
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1340127 Carbonite Inc CARB Services-Computer Processing & Data Preparation (7374) 331111329
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1526349 Jeffry Flowers C/O Carbonite, Inc.
177 Huntington Avenue
Boston MA 02115
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2016-08-05 5,235 $12.90 239,527 No 4 S Direct
Common Stock Disposition 2016-08-05 1,745 $12.90 61,958 No 4 S Indirect By Spouse
Common Stock Disposition 2016-08-08 31,500 $13.01 208,027 No 4 S Direct
Common Stock Disposition 2016-08-08 10,500 $13.01 51,458 No 4 S Indirect By Spouse
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
No 4 S Indirect By Spouse
No 4 S Direct
No 4 S Indirect By Spouse
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 26,316 Indirect By Trust
Common Stock 174,848 Indirect By Trust
Common Stock 17,000 Indirect By Trust
Common Stock 26,316 Indirect By Trust
Footnotes
  1. The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $12.85 to $12.93, inclusive.The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
  2. These shares are owned by the reporting person's spouse. The reporting person disclaims beneficial ownership of these securities, except to the extent of his pecuniary interest therein and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for Section 16 or any other purpose.
  3. The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $12.88 to $13.08, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
  4. These shares are owned by the Laurie Flowers 2010 Grantor Retained Annuity Trust. The reporting person's spouse is the trustee of the trust. The reporting person disclaims beneficial ownership of these securities and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for Section 16 or any other purpose.
  5. These shares are owned by the Jeffry and Laurie Flowers 2012 Family Irrevocable Trust. The reporting person and the reporting person's spouse are trustee of the trust. The reporting person disclaims beneficial ownership of these securities, except to the extent of his pecuniary interest therein and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for Section 16 or for any other purpose.
  6. The reporting person maintains investment and dispositive power of the shares, but disclaims any pecuniary interest in such shares.
  7. These shares are owned by the Jeffry Flowers 2010 Grantor Retained Annuity Trust. The reporting person is trustee of the trust. The reporting person disclaims beneficial ownership of these securities and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for Section 16 or any other purpose.