Filing Details

Accession Number:
0001209191-16-136076
Form Type:
4
Zero Holdings:
No
Publication Time:
2016-08-09 16:03:54
Reporting Period:
2016-08-08
Filing Date:
2016-08-09
Accepted Time:
2016-08-09 16:03:54
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1059556 Moodys Corp MCO Services-Consumer Credit Reporting, Collection Agencies (7320) 133998945
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1481153 Robert Fauber 7 World Trade Center, 250 Greenwich St.
New York NY 10007
President-Mis No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2016-08-08 8,856 $38.61 49,527 No 4 M Direct
Common Stock Disposition 2016-08-08 8,856 $104.76 40,671 No 4 S Direct
Common Stock Acquisiton 2016-08-08 1,345 $38.61 42,016 No 4 M Direct
Common Stock Disposition 2016-08-08 1,345 $105.00 40,671 No 4 S Direct
Common Stock Acquisiton 2016-08-08 1,345 $30.01 42,016 No 4 M Direct
Common Stock Disposition 2016-08-08 1,345 $104.76 40,671 No 4 S Direct
Common Stock Acquisiton 2016-08-08 625 $72.72 41,296 No 4 M Direct
Common Stock Disposition 2016-08-08 625 $104.49 40,671 No 4 S Direct
Common Stock Acquisiton 2016-08-08 5,000 $72.72 45,671 No 4 M Direct
Common Stock Disposition 2016-08-08 5,000 $104.76 40,671 No 4 S Direct
Common Stock Acquisiton 2016-08-08 625 $72.72 41,296 No 4 M Direct
Common Stock Disposition 2016-08-08 625 $105.00 40,671 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
No 4 M Direct
No 4 S Direct
No 4 M Direct
No 4 S Direct
No 4 M Direct
No 4 S Direct
No 4 M Direct
No 4 S Direct
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Employee Stock Option (right to buy) Disposition 2016-08-08 10,201 $0.00 10,201 $38.61
Common Stock Employee Stock Option (right to buy) Disposition 2016-08-08 1,345 $0.00 1,345 $30.01
Common Stock Employee Stock Option (right to buy) Disposition 2016-08-08 6,250 $0.00 6,250 $72.72
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2013-02-13 2022-02-13 No 4 M Direct
0 2012-02-08 2021-02-08 No 4 M Direct
0 2008-02-12 2017-02-12 No 4 M Direct
Footnotes
  1. Sale of shares pursuant to a Rule 10b5-1 Plan
  2. Exercise and sale of shares pursuant to Rule 10b5-1 Plan.
  3. One fourth of options vest each year beginning with the date indicated.