Filing Details
- Accession Number:
- 0001224295-16-000007
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2016-08-09 15:52:42
- Reporting Period:
- 2016-08-05
- Filing Date:
- 2016-08-09
- Accepted Time:
- 2016-08-09 15:52:42
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 106640 | Whirlpool Corp | WHR | Household Appliances (3630) | 381490038 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1224295 | M Jeff Fettig | Whirlpool Corporation 2000 M-63N Benton Harbor MI 49022 | Chairman And Ceo | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2016-02-24 | 31,420 | $0.00 | 0 | No | 5 | G | Direct | |
| Common Stock | Acquisiton | 2016-02-24 | 31,420 | $0.00 | 39,056 | No | 5 | G | Indirect | By trust for reporting person and spouse |
| Common Stock | Disposition | 2016-03-16 | 32,000 | $0.00 | 7,056 | No | 5 | G | Indirect | By trust for reporting person and spouse |
| Common Stock | Acquisiton | 2016-03-16 | 32,000 | $0.00 | 32,000 | No | 5 | G | Indirect | by March 16, 2016 GRAT |
| Common Stock | Disposition | 2016-04-04 | 69,748 | $0.00 | 0 | No | 5 | G | Indirect | By trust for immediate family members |
| Common Stock | Disposition | 2016-08-02 | 75,500 | $0.00 | 0 | No | 5 | G | Indirect | By July 20, 2014 GRAT |
| Common Stock | Acquisiton | 2016-08-02 | 48,750 | $0.00 | 55,806 | No | 5 | G | Indirect | By trust for reporting person and spouse |
| Common Stock | Disposition | 2016-08-02 | 4,348 | $0.00 | 51,458 | No | 5 | G | Indirect | By trust for reporting person and spouse |
| Common Stock | Acquisiton | 2016-08-05 | 31,000 | $94.47 | 31,000 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2016-08-05 | 7,110 | $188.22 | 23,890 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2016-08-05 | 15,004 | $189.54 | 8,886 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2016-08-05 | 8,886 | $190.15 | 0 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2016-08-05 | 30,000 | $94.47 | 30,000 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2016-08-05 | 30,000 | $189.54 | 0 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2016-08-08 | 30,000 | $94.47 | 30,000 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2016-08-08 | 26,627 | $189.24 | 3,373 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2016-08-08 | 3,373 | $189.90 | 0 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 5 | G | Direct | |
| No | 5 | G | Indirect | By trust for reporting person and spouse |
| No | 5 | G | Indirect | By trust for reporting person and spouse |
| No | 5 | G | Indirect | by March 16, 2016 GRAT |
| No | 5 | G | Indirect | By trust for immediate family members |
| No | 5 | G | Indirect | By July 20, 2014 GRAT |
| No | 5 | G | Indirect | By trust for reporting person and spouse |
| No | 5 | G | Indirect | By trust for reporting person and spouse |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common | Employee Stock Option (right to buy) | Disposition | 2016-08-05 | 31,000 | $0.00 | 31,000 | $94.47 |
| Common | Employee Stock Option (right to buy) | Disposition | 2016-08-05 | 30,000 | $0.00 | 30,000 | $94.47 |
| Common | Employee Stock Option (right to buy) | Disposition | 2016-08-08 | 30,000 | $0.00 | 30,000 | $94.47 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 60,000 | 2017-02-19 | No | 4 | M | Direct | |
| 30,000 | 2017-02-19 | No | 4 | M | Direct | |
| 0 | 2017-02-19 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 115,000 | Indirect | By September 28, 2015 GRAT |
| Common Stock | 7,533 | Indirect | 401(k) Stock Fund |
Footnotes
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $188.00 to $188.91, inclusive. The reporting person undertakes to provide to Whirlpool Corporation, any security holder of Whirlpool Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the ranges set forth in this footnote.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $189.00 to $189.99, inclusive. The reporting person undertakes to provide to Whirlpool Corporation, any security holder of Whirlpool Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the ranges set forth in this footnote.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $190.00 to $190.46, inclusive. The reporting person undertakes to provide to Whirlpool Corporation, any security holder of Whirlpool Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the ranges set forth in this footnote.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $189.30 to $189.92, inclusive. The reporting person undertakes to provide to Whirlpool Corporation, any security holder of Whirlpool Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the ranges set forth in this footnote.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $188.71 to $189.70, inclusive. The reporting person undertakes to provide to Whirlpool Corporation, any security holder of Whirlpool Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the ranges set forth in this footnote.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $189.71 to $190.46, inclusive. The reporting person undertakes to provide to Whirlpool Corporation, any security holder of Whirlpool Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the ranges set forth in this footnote.
- The option became exercisable in three substantially equal installments beginning on February 19, 2008.
Billionaire Hedge Funds
