Filing Details
- Accession Number:
- 0001229384-16-000128
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2016-08-08 18:17:50
- Reporting Period:
- 2016-08-05
- Filing Date:
- 2016-08-08
- Accepted Time:
- 2016-08-08 18:17:50
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 922864 | Apartment Investment & Management Co | AIV | Real Estate Investment Trusts (6798) | 841259577 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1229388 | Miles Cortez | 4582 S. Ulster Street Suite 1100 Denver CO 80237 | Executive Vice President | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | Acquisiton | 2016-08-05 | 7,000 | $28.33 | 116,505 | No | 4 | M | Direct | |
| Class A Common Stock | Disposition | 2016-08-05 | 7,000 | $45.25 | 109,505 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Class A Common Stock | Stock Option (right to buy) | Disposition | 2016-08-05 | 7,000 | $0.00 | 7,000 | $28.33 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2018-01-29 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Class A Common Stock | 83 | Indirect | Held in an IRA belonging to the reporting person's wife |
| Class A Common Stock | 58,984 | Indirect | Held by reporting person's wife |
Footnotes
- The option vested 25% on each anniversary of the grant date of January 29, 2008.
- Option Award approved by Compensation and Human Resources Committee; price column not applicable.
Billionaire Hedge Funds
