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Home > Insider Trading > Filing (0001140361-16-074650)

Filing Details

Accession Number:: 0001140361-16-074650
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2016-08-03 17:19:32
Reporting Period:: 2016-08-01

Filing Date:: 2016-08-03
Accepted Time:: 2016-08-03 17:19:32
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1212458	Proofpoint Inc	PFPT	Services-Computer Processing & Data Preparation (7374)	510414846

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1634774	Darren Robert Lee	C/O Proofpoint, Inc. 892 Ross Drive Sunnyvale CA 94089	Svp, Gm Archiving & Governance	No	Yes	No	No

Reported Non-Derivative Transactions

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Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Acquisiton	2016-08-01	1,145	$14.12	1,239	No	4	M	Direct
Common Stock	Acquisiton	2016-08-01	764	$36.00	2,003	No	4	M	Direct
Common Stock	Disposition	2016-08-01	2,000	$76.05	3	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	M	Direct
No	4	M	Direct
No	4	S	Direct

Reported Derivative Transactions

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Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Common Stock	Non-qualified Stock Option (right to buy)	Disposition	2016-08-01	1,145	$0.00	1,145	$14.12
Common Stock	Non-qualified Stock Option (right to buy)	Disposition	2016-08-01	764	$0.00	764	$36.00

Remaning Holdings	Exercise Date	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
12,965		2023-03-05	No	4	M	Direct
12,778		2024-03-26	No	4	M	Direct

Footnotes

The transactions reported on this Form 4 were effected pursuant to a 10b5-1 trading plan adopted by the reporting person on March 4, 2015.
The stock option is immediately exercisable in full.