Filing Details
- Accession Number:
- 0001225208-16-037256
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2016-08-01 17:04:06
- Reporting Period:
- 2016-07-28
- Filing Date:
- 2016-08-01
- Accepted Time:
- 2016-08-01 17:04:06
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 101829 | United Technologies Corp | UTX | Aircraft Engines & Engine Parts (3724) | 060570975 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1652945 | Philippe Delpech | 10 Farm Springs Road Farmington CT 06032 | President, Otis Elevator | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2016-07-28 | 18,400 | $74.66 | 56,521 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2016-07-28 | 12,300 | $78.99 | 68,821 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2016-07-28 | 10,100 | $71.63 | 78,921 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2016-07-28 | 40,800 | $107.72 | 38,121 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Non-Qualified Stock Option (right to buy) | Disposition | 2016-07-28 | 12,300 | $0.00 | 12,300 | $78.99 |
| Common Stock | Non-Qualified Stock Option (right to buy) | Disposition | 2016-07-28 | 18,400 | $0.00 | 18,400 | $74.66 |
| Common Stock | Non-Qualified Stock Option (right to buy) | Disposition | 2016-07-28 | 10,100 | $0.00 | 10,100 | $71.63 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2014-01-03 | 2021-01-02 | No | 4 | M | Direct |
| 0 | 2015-01-03 | 2022-01-02 | No | 4 | M | Direct |
| 0 | 2013-01-04 | 2020-01-03 | No | 4 | M | Direct |
Footnotes
- The price reported in Column 4 is a weighted average price for shares sold in multiple transactions. The sale prices ranged from $107.645 to $107.810 per share. Upon request, the reporting person will provide to the Commission staff, the issuer, or a security holder of the issuer full information regarding the number of shares sold at each separate price.
Billionaire Hedge Funds
