Filing Details

Accession Number:
0001144204-16-115598
Form Type:
4
Zero Holdings:
No
Publication Time:
2016-08-01 15:32:37
Reporting Period:
2016-05-27
Filing Date:
2016-08-01
Accepted Time:
2016-08-01 15:32:37
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1140414 Legend Oil & Gas Ltd. LOGL Drilling Oil & Gas Wells (1381) 841570556
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1536125 Hillair Capital Investments Lp C/O Hillair Capital Management Llc
345 Lorton Ave., Suite 303
Burlingame CA 94010
No No Yes No
1642615 M Sean Mcavoy 345 Lorton Avenue
Suite 303
Burlingame CA 94010
No No Yes No
1642616 Hillair Capital Management Llc 345 Lorton Avenue
Suite 303
Burlingame CA 94010
No No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2015-05-01 604,155,998 $0.03 604,155,998 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Series B Convertible Preferred Stock Acquisiton 2015-10-21 321,456,675 $1,000.00 321,456,675 $0.03
Common Stock Original Issue Discount Senior Convertible Debenture Acquisiton 2016-01-29 47,980,000 $1,439,400.00 47,980,000 $0.03
Common Stock Original Issue Discount Senior Convertible Debenture Acquisiton 2016-03-25 13,692,933 $410,788.00 13,692,933 $0.03
Common Stock Original Issue Discount Senior Convertible Debenture Acquisiton 2016-04-07 38,340,200 $1,150,206.00 38,340,200 $0.03
Common Stock Original Issue Discount Senior Convertible Debenture Acquisiton 2016-05-27 15,336,080 $460,082.00 15,336,080 $0.03
Common Stock Original Issue Discount Senior Convertible Debenture Acquisiton 2016-07-05 11,000,000 $330,000.00 11,000,000 $0.03
Common Stock Original Issue Discount Senior Convertible Debenture Acquisiton 2016-07-27 18,333,333 $550,000.00 18,333,333 $0.03
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
321,456,675 2015-10-21 No 4 P Direct
369,436,675 2016-01-29 2018-03-01 No 4 P Direct
383,129,608 2016-03-25 2018-03-01 No 4 P Direct
421,469,808 2016-04-07 2018-03-01 No 4 P Direct
436,805,888 2016-05-27 2018-03-01 No 4 P Direct
447,805,888 2016-07-05 2018-03-01 No 4 P Direct
466,139,221 2016-07-27 2018-03-01 No 4 P Direct
Footnotes
  1. The reported securities are owned directly by Hillair Capital Investments L.P., a Cayman Islands limited partnership ("Hillair Capital"), and indirectly by Hillair Capital Investments LLC ("Hillair Management"), as the investment advisor of Hillair Capital, and Sean M. McAvoy, as the manager of Hillair Management. Hillair Management and McAvoy disclaim beneficial ownership of the reported securities except to the extent of their pecuniary interest therein.
  2. The Series B Convertible Preferred Stock does not have an expiration date.