Filing Details

Accession Number:
0001144204-16-115387
Form Type:
4
Zero Holdings:
No
Publication Time:
2016-07-29 17:29:45
Reporting Period:
2016-05-05
Filing Date:
2016-07-29
Accepted Time:
2016-07-29 17:29:45
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1091596 Nuo Therapeutics Inc. NONE Surgical & Medical Instruments & Apparatus (3841) 232958959
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1674752 M. Scott Pittman C/O Nuo Therapeutics, Inc.
207A Perry Parkway, Suite 1
Gaithersburg MD 20877
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock, Par Value $0.0001 Per Share Acquisiton 2016-05-05 300,000 $1.00 300,000 No 4 P Direct
Common Stock, Par Value $0.0001 Per Share Acquisiton 2016-05-05 525,000 $1.00 825,000 No 4 P Direct
Common Stock, Par Value $0.0001 Per Share Acquisiton 2016-05-05 34,128 $0.00 859,128 No 4 J Direct
Common Stock, Par Value $0.0001 Per Share Acquisiton 2016-05-05 21,483 $0.00 880,611 No 4 J Direct
Common Stock, Par Value $0.0001 Per Share Acquisiton 2016-05-05 189 $0.00 880,800 No 4 J Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
No 4 P Direct
No 4 J Direct
No 4 J Direct
No 4 J Direct
Footnotes
  1. The shares of Common Stock, par value $0.0001 per share (the "New Shares"), of Nuo Therapeutics, Inc. (the "Issuer") were issued pursuant to the Issuer's plan of reorganization (the "Plan of Reorganization") in exchange for equity interests of the Issuer held by the Reporting Person on the record date under the Plan of Reorganization (the "Old Common Stock").
  2. Under the Plan of Reorganization, the Reporting Person received one New Share for every 41.8934 shares of Old Common Stock held by the Reporting Person on the record date.
  3. Shares held in IRA.
  4. Shares held in Roth IRA.