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Filing Details

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1091596	Nuo Therapeutics Inc.	NONE	Surgical & Medical Instruments & Apparatus (3841)	232958959

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1542363	Joseph Guercio Del	C/O Cnf Investments 7500 Old Georgetown Road, Suite 620 Bethesda MD 20814		Yes	No	No	No

Reported Non-Derivative Transactions

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock, Par Value $0.0001 Per Share	Acquisiton	2016-05-05	250,000	$1.00	250,000	No	4	P	Indirect	See Footnote
Common Stock, Par Value $0.0001 Per Share	Acquisiton	2016-05-05	27,301	$0.00	277,301	No	4	J	Indirect	See Footnote

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	P	Indirect	See Footnote
No	4	J	Indirect	See Footnote

Footnotes

The shares of Common Stock, par value $0.0001 per share (the "New Shares"), of Nuo Therapeutics, Inc. (the "Issuer") were issued pursuant to the Issuer's plan of reorganization (the "Plan of Reorganization") in exchange for equity interests of the Issuer held by the Reporting Person on the record date under the Plan of Reorganization (the "Old Common Stock").
Under the Plan of Reorganization, the Reporting Person received one New Share for every 41.8934 shares of Old Common Stock held by the Reporting Person on the record date.
All shares were acquired and are owned directly by CNF Investments II, LLC ("CNF"). The managers (collectively, the "CNF Managers") of CNF are Joseph Del Guercio and Robert J. Flanagan. CNF and the CNF Managers may be deemed to share voting and dispositive power over the shares directly held by CNF. Mr. Del Guercio disclaims beneficial ownership of such securities and this report is not an admission that he is the beneficial owner of such securities for purposes of Section 16 or for any other purpose, except to the extent of his pecuniary interest therein.