Filing Details

Accession Number:
0001225208-16-037104
Form Type:
4
Zero Holdings:
No
Publication Time:
2016-07-28 17:33:02
Reporting Period:
2016-07-27
Filing Date:
2016-07-28
Accepted Time:
2016-07-28 17:33:02
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
908937 Sirius Xm Holdings Inc. (SIRI) Radio Broadcasting Stations (4832) 383916511
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1207459 J David Frear 1221 Avenue Of The Americas
New York NY 10020
Senior Evp And Cfo No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2016-07-27 1,500,000 $3.05 1,501,000 No 4 M Direct
Common Stock Acquisiton 2016-07-27 500,000 $2.13 2,001,000 No 4 M Direct
Common Stock Acquisiton 2016-07-27 483,000 $2.82 2,484,000 No 4 M Direct
Common Stock Acquisiton 2016-07-27 307,000 $3.65 2,791,000 No 4 M Direct
Common Stock Disposition 2016-07-27 442,699 $4.36 2,348,301 No 4 S Direct
Common Stock Disposition 2016-07-27 2,339,930 $4.33 8,371 No 4 F Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 M Direct
No 4 M Direct
No 4 M Direct
No 4 S Direct
No 4 F Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Stock Option (Right to Buy) Disposition 2016-07-27 483,000 $2.82 483,000 $2.82
Common Stock Stock Option (Right to Buy) Disposition 2016-07-27 307,000 $3.65 307,000 $3.65
Common Stock Stock Option (Right to Buy) Disposition 2016-07-27 1,500,000 $3.05 1,500,000 $3.05
Common Stock Stock Option (Right to Buy) Disposition 2016-07-27 500,000 $2.13 500,000 $2.13
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2009-01-23 2018-01-23 No 4 M Direct
0 2008-02-01 2017-02-01 No 4 M Direct
0 2009-02-12 2018-02-12 No 4 M Direct
5,500,000 2012-07-21 2021-07-21 No 4 M Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 85,153 Indirect By 401(k) Plan
Common Stock 1,900 Indirect By Spouse
Footnotes
  1. Represents the weighted average sales price for the price increments ranging from $4.32 to $4.39. The Reporting Person undertakes to provide, upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
  2. Represents the exercise price of the stock option referenced in Table II and associated taxes which was paid by way of the withholding by the Company of shares with a value equal to the exercise price and such taxes.