Filing Details

Accession Number:
0001127602-16-058729
Form Type:
4
Zero Holdings:
No
Publication Time:
2016-07-27 17:07:39
Reporting Period:
2016-07-26
Filing Date:
2016-07-27
Accepted Time:
2016-07-27 17:07:39
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
91440 Snap-On Inc SNA Cutlery, Handtools & General Hardware (3420) 390622040
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1390311 Iain Boyd Snap-On Incorporated
2801 80Th Street
Kenosha WI 53143
Vp - Operations Development No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2016-07-26 3,500 $157.97 4,755 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 570 Indirect By 401(k) Plan
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Stock Stock Option (Right to Buy) $58.94 2014-02-09 2021-02-09 10,000 10,000 Direct
Common Stock Stock Option (Right to Buy) $60.00 2015-02-08 2022-02-08 12,000 12,000 Direct
Common Stock Stock Option (Right to Buy) $79.04 2016-02-13 2023-02-13 13,000 13,000 Direct
Common Stock Stock Option (Right to Buy) $109.43 2015-02-13 2024-02-13 13,500 13,500 Direct
Common Stock Stock Option (Right to Buy) $144.69 2016-02-12 2025-02-12 13,500 13,500 Direct
Common Stock Stock Option (Right to Buy) $138.03 2017-02-11 2026-02-11 13,500 13,500 Direct
Common Stock Restricted Stock Units $0.00 2,211 2,211 Direct
Common Stock Restricted Stock Units $0.00 1,794 1,794 Direct
Common Stock Restricted Stock Units $0.00 1,051 1,051 Direct
Common Stock Performance Units $0.00 1,660 1,660 Direct
Common Stock Performance Units $0.00 1,304 1,304 Direct
Common Stock Performance Units $0.00 1,051 1,051 Direct
Common Stock Deferred Stock Units $0.00 320 320 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
2021-02-09 10,000 10,000 Direct
2022-02-08 12,000 12,000 Direct
2023-02-13 13,000 13,000 Direct
2024-02-13 13,500 13,500 Direct
2025-02-12 13,500 13,500 Direct
2026-02-11 13,500 13,500 Direct
2,211 2,211 Direct
1,794 1,794 Direct
1,051 1,051 Direct
1,660 1,660 Direct
1,304 1,304 Direct
1,051 1,051 Direct
320 320 Direct
Footnotes
  1. This transaction was executed in multiple trades at prices ranging from $157.55 to $158.17. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effectuated.
  2. Includes 8.0806 shares acquired under a dividend reinvestment plan.
  3. This information based on a plan statement dated June 30, 2016.
  4. Original option grant vests in three annual installments beginning on the date listed in the "Date Exercisable" column.
  5. 1 for 1.
  6. The restricted stock units were earned based on Company performance during fiscal 2014. Assuming continued employment through the end of fiscal 2016, the units will then vest in one installment and the shares will be issued shortly thereafter.
  7. The restricted stock units were earned based on Company performance during fiscal 2015. Assuming continued employment through the end of fiscal 2017, the units will then vest in one installment and the shares will be issued shortly thereafter.
  8. The restricted stock units may be earned based on the achievement of certain Company goals during fiscal 2016. Assuming continued employment through the end of fiscal 2018, any units earned will then vest in one installment and the shares will be issued shortly thereafter. The target number of units that may be earned is reported above; the maximum amount is 200% of the number reported, subject to plan limits.
  9. If the Company achieves certain goals over the 2014-2016 period, the performance units will vest and stock will be awarded. The target number of units that may be earned is reported above; the maximum amount is 200% of the number reported, subject to plan limits.
  10. If the Company achieves certain goals over the 2015-2017 period, the performance units will vest and stock will be awarded. The target number of units that may be earned is reported above; the maximum amount is 200% of the number reported, subject to plan limits.
  11. If the Company achieves certain goals over the 2016-2018 period, the performance units will vest and stock will be awarded. The target number of units that may be earned is reported above; the maximum amount is 200% of the number reported, subject to plan limits.
  12. Payment will be made in accordance with the reporting person's deferral election, death, disability or termination of employment.