Filing Details

Accession Number:
0001127602-16-058539
Form Type:
4
Zero Holdings:
No
Publication Time:
2016-07-25 17:20:28
Reporting Period:
2016-07-22
Filing Date:
2016-07-25
Accepted Time:
2016-07-25 17:20:28
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1041061 Yum Brands Inc YUM Retail-Eating Places (5812) 133951308
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1513190 Eric David Russell 1441 Gardiner Lane
Louisville KY 40213
Vice President, Controller No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2016-07-22 5,816 $29.61 14,428 No 4 M Direct
Common Stock Disposition 2016-07-22 3,292 $90.00 11,136 No 4 D Direct
Common Stock Disposition 2016-07-22 2,524 $90.00 8,612 No 4 S Direct
Common Stock Acquisiton 2016-07-22 8,032 $37.30 16,644 No 4 M Direct
Common Stock Disposition 2016-07-22 5,343 $90.00 11,301 No 4 D Direct
Common Stock Disposition 2016-07-22 2,689 $90.00 8,612 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 D Direct
No 4 S Direct
No 4 M Direct
No 4 D Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Stock Appreciation Right Disposition 2016-07-22 5,816 $0.00 5,816 $29.61
Common Stock Stock Appreciation Right Disposition 2016-07-22 8,032 $0.00 8,032 $37.30
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2008-01-19 2017-01-19 No 4 M Direct
0 2009-01-24 2018-01-24 No 4 M Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 920 Indirect 401(k) Holdings
Footnotes
  1. Pursuant to 10b5-1 Plan