Filing Details
- Accession Number:
- 0001127602-16-058534
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2016-07-25 17:09:02
- Reporting Period:
- 2016-07-22
- Filing Date:
- 2016-07-25
- Accepted Time:
- 2016-07-25 17:09:02
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1041061 | Yum Brands Inc | YUM | Retail-Eating Places (5812) | 133951308 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1660119 | L Tracy Skeans | 1441 Gardiner Lane Louisville KY 40213 | Chief People Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2016-07-22 | 1,195 | $90.00 | 0 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2016-07-22 | 1,036 | $38.02 | 1,036 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2016-07-22 | 438 | $90.00 | 598 | No | 4 | D | Direct | |
| Common Stock | Disposition | 2016-07-22 | 598 | $90.07 | 0 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | D | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Appreciation Right | Disposition | 2016-07-22 | 1,036 | $0.00 | 1,036 | $38.02 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2012-09-10 | 2018-09-10 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 4,493 | Indirect | 401(k) Holdings |
Footnotes
- Pursuant to 10b5-1 Plan
- This transaction was executed in multiple trades at prices ranging from $90.00 to $90.241. The price reported above reflects the average price. The reporting person hereby undertakes to provide upon request, to the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares and prices at which the transaction was effected.
Billionaire Hedge Funds
