Filing Details

Accession Number:
0001203311-16-000112
Form Type:
4
Zero Holdings:
No
Publication Time:
2016-07-07 20:11:41
Reporting Period:
2016-07-06
Filing Date:
2016-07-07
Accepted Time:
2016-07-07 20:11:41
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1060736 Seattle Genetics Inc SGEN Biological Products, (No Disgnostic Substances) (2836) 911874389
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1167496 B Clay Siegall 21823 30Th Drive Se
Bothell WA 98021
President And Ceo Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2016-07-06 5,172 $4.45 561,287 No 4 M Direct
Common Stock Disposition 2016-07-06 5,172 $40.78 556,115 No 4 S Direct
Common Stock Acquisiton 2016-07-06 2,446 $4.45 558,561 No 4 M Direct
Common Stock Disposition 2016-07-06 2,446 $40.10 556,115 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Non-Qualified Stock Option (right to buy) Disposition 2016-07-06 5,172 $0.00 5,172 $4.45
Common Stock Non-Qualified Stock Option (right to buy) Disposition 2016-07-06 2,446 $0.00 2,446 $4.45
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
17,675 2016-09-05 No 4 M Direct
15,229 2016-09-05 No 4 M Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 27,945 Indirect by Trust
Footnotes
  1. Amount of securities beneficially owned following reported transactions includes restricted stock units subject to vesting.
  2. The sales reported in this Form 4 were affected pursuant to a Rule 10b5-1 trading plan.
  3. Reflects sales of ordinary shares executed in multiple transactions at prices ranging from $40.51 to $41.07. The price reported reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the sales were effected.
  4. Reflects sales of ordinary shares executed in multiple transactions at prices ranging from $39.50 to $40.50. The price reported reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the sales were effected.
  5. Shares vested at a rate of 25% on 9/06/07 and monthly thereafter until all the shares were fully vested on 9/06/10.