Filing Details

Accession Number:
0001271163-16-000085
Form Type:
4
Zero Holdings:
No
Publication Time:
2016-07-07 16:51:04
Reporting Period:
2016-07-05
Filing Date:
2016-07-07
Accepted Time:
2016-07-07 16:51:04
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1282957 Gabelli Global Utility & Income Trust GLU.A () 4
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1185533 J Mario Gabelli C/O Gamco Investors, Inc
One Corporate Center
Rye NY 10580
No No No Yes
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Series A Cumulative Puttable And Callable Preferred Shares Disposition 2016-07-05 999 $51.05 0 No 4 S Indirect Trust Account
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Indirect Trust Account
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Series A Cumulative Puttable And Callable Preferred Shares 2,649 Indirect MJG Management LLC
Series A Cumulative Puttable And Callable Preferred Shares 1,324 Direct
Series A Cumulative Puttable And Callable Preferred Shares 38,964 Indirect Associated Capital Group, Inc.
Footnotes
  1. The shares reported reflect the total shares owned by a trust account established by Mario J. Gabelli.
  2. The shares reported reflect the total shares owned by MJG Management, LLC a limited liability company for which Mr. Gabelli serves as the member.
  3. The shares reported reflect the total shares owned by Associated Capital Group, Inc. (ACG). Mario J. Gabelli is the Chairman, Chief Executive Officer, and controlling shareholder of ACG. Mr. Gabelli has less than a 100% interest in ACG and disclaims beneficial ownership of the shares held by it which are in excess of his indirect pecuniary interest.