Filing Details

Accession Number:
0001225208-16-036360
Form Type:
4
Zero Holdings:
No
Publication Time:
2016-07-06 17:34:51
Reporting Period:
2016-07-01
Filing Date:
2016-07-06
Accepted Time:
2016-07-06 17:34:51
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
16918 Constellation Brands Inc. STZ Beverages (2080) 160716709
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1553612 Eric David Klein C/O Constellation Brands, Inc.
207 High Point Drive, Building 100
Victor NY 14564
Exec Vice Pres. & Cfo No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Class A Common Stock Acquisiton 2016-07-01 2,950 $0.00 36,152 No 4 M Direct
Class A Common Stock Acquisiton 2016-07-01 2,950 $0.00 39,102 No 4 M Direct
Class A Common Stock Disposition 2016-07-01 3,044 $163.61 36,058 No 4 F Direct
Class A Common Stock Acquisiton 2016-07-05 14,300 $0.00 50,358 No 4 C Direct
Class A Common Stock Disposition 2016-07-05 14,300 $166.27 36,058 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 M Direct
No 4 F Direct
No 4 C Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Class A Common Stock Performance Share Units Disposition 2016-07-01 2,950 $0.00 2,950 $0.00
Class A Common Stock Restricted Stock Units Disposition 2016-07-01 2,950 $0.00 2,950 $0.00
Class A Common Stock Class 1 (convertible) Common Stock Acquisiton 2016-07-05 10,000 $19.12 10,000 $0.00
Class A Common Stock Class 1 (convertible) Common Stock Acquisiton 2016-07-05 4,300 $24.62 4,300 $0.00
Class A Common Stock Class 1 (convertible) Common Stock Disposition 2016-07-05 14,300 $0.00 14,300 $0.00
Class 1 Common Stock Non-Qualified Stock Option (right to buy) Disposition 2016-07-05 10,000 $0.00 10,000 $19.12
Class 1 Common Stock Non-Qualified Stock Option (right to buy) Disposition 2016-07-05 4,300 $0.00 4,300 $24.62
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 No 4 M Direct
0 2016-07-01 No 4 M Direct
10,000 No 4 M Direct
14,300 No 4 M Direct
0 No 4 C Direct
14,350 2018-04-01 No 4 M Direct
0 2017-10-03 No 4 M Direct
Footnotes
  1. Each performance share unit represents a contingent right to receive one share of Constellation Brands, Inc. Class A Common Stock.
  2. Each restricted stock unit represents a contingent right to receive one share of Constellation Brands, Inc. Class A Common Stock.
  3. The reported shares of Class A Common Stock were received upon the conversion of shares of Class 1 Common Stock on a one-to-one basis.
  4. Represents the weighted average sale price. These shares were sold in multiple transactions at prices ranging from $166.09 to $166.49, inclusive. Upon request by the Commission staff, the issuer, or a security holder of the issuer, the reporting person will provide full information regarding the number of shares sold at each separate price.
  5. The performance share units disposed of in the reported transaction vested on July 1, 2016. Vested shares are delivered to the reporting person net of shares withheld to satisfy taxes.
  6. The restricted stock units disposed of in the reported transaction vested on July 1, 2016. Vested shares are delivered to the reporting person net of shares withheld to satisfy taxes.
  7. Shares of Class 1 Common Stock are convertible to shares of Class A Common Stock of the Issuer on a one-to-one basis in connection with the holders' sale of the shares of Class A Common Stock received upon the conversion. Class 1 Common Stock is not traded on any stock exchange.
  8. 100% of this option has become exercisable.