Filing Details

Accession Number:
0001001250-16-000197
Form Type:
4
Zero Holdings:
No
Publication Time:
2016-06-27 12:08:34
Reporting Period:
2016-06-23
Filing Date:
2016-06-27
Accepted Time:
2016-06-27 12:08:34
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1001250 Estee Lauder Companies Inc EL Perfumes, Cosmetics & Other Toilet Preparations (2844) 112408943
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1441645 Gregory Polcer The Estee Lauder Companies Inc.
767 Fifth Avenue
New York NY 10153
Evp - Global Supply Chain No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Class A Common Stock Acquisiton 2016-06-23 35,000 $26.42 104,909 No 4 M Direct
Class A Common Stock Disposition 2016-06-23 35,000 $94.73 69,909 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Class A Common Stock Option (Right to Buy) Disposition 2016-06-23 35,000 $0.00 35,000 $26.42
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
15,000 2018-09-11 No 4 M Direct
Footnotes
  1. Stock options granted pursuant to Fiscal 2002 Share Incentive Plan in respect of 16,666 shares exercisable from and after January 1, 2010; 16,666 shares exercisable from and after January 1, 2011; 16,668 shares exercisable from and after January 1, 2012.
  2. The sales of the shares of Class A Common Stock were made pursuant to a plan intended to comply with Rule 10b5-1(c) entered into on June 9, 2016.
  3. The number of securities reported represents an aggregated number of shares sold in mulitple open market transactions over a range of sales prices. The price reported represents the weighted average price. The Reporting Person undertakes to provide to the staff of the SEC, the Issuer, or a stockholder of the Issuer, upon request, the number of shares sold by the Reporting Person at each separate price within the range.
  4. Sales prices range from $94.00 to $94.90, inclusive.
  5. Not applicable.
  6. In addition to these shares, the Reporting Person also has options to purchase at various prices 305,606 shares of Class A Common Stock, 240,653 of all options held by the Reporting Person are currently exercisable.