Filing Details
- Accession Number:
- 0001051741-16-000362
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2016-06-17 16:04:07
- Reporting Period:
- 2016-06-09
- Filing Date:
- 2016-06-17
- Accepted Time:
- 2016-06-17 16:04:07
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1051741 | First Niagara Financial Group Inc | FNFG | National Commercial Banks (6021) | 161545669 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1534729 | M Richard Barry | 726 Exchange Street Suite 618 Buffalo NY 14210 | Evp, Chief Risk Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2016-06-09 | 238 | $10.85 | 0 | No | 4 | S | Indirect | By ESOP |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Indirect | By ESOP |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 190,326 | Direct |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Common Stock | Non-qualified Stock Option (Right to Buy) | $8.86 | 2014-03-28 | 2023-03-28 | 19,009 | 19,009 | Direct |
| Common Stock | Non-qualified Stock Option (Right to Buy) | $9.27 | 2015-03-28 | 2024-03-28 | 33,528 | 33,528 | Direct |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 2023-03-28 | 19,009 | 19,009 | Direct |
| 2024-03-28 | 33,528 | 33,528 | Direct |
Billionaire Hedge Funds
