Filing Details
- Accession Number:
- 0000807249-16-000395
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2016-06-14 15:56:32
- Reporting Period:
- 2016-06-13
- Filing Date:
- 2016-06-14
- Accepted Time:
- 2016-06-14 15:56:32
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1642122 | Associated Capital Group Inc. | AC | () | 4 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1185533 | J Mario Gabelli | C/O Gamco Investors, Inc One Corporate Center Rye NY 10580 | Chairman & Ceo | Yes | Yes | Yes | No |
| 1238894 | Ggcp, Inc. | 140 Greenwich Avenue Greenwich CT 06830 | No | No | Yes | No | |
| 1493460 | Ggcp Holdings Llc | 140 Greenwich Avenue Greenwich CT 06830 | No | No | Yes | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | Acquisiton | 2016-06-13 | 1,851 | $28.49 | 1,851 | No | 4 | P | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Class A Common Stock | 10,000 | Indirect | See Footnote |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Class A Common Stock | Class B Common Stock | $0.00 | 0 | 18,927,036 | Indirect |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 0 | 18,927,036 | Indirect |
Footnotes
- Mario J. Gabelli is the Chairman and CEO of GAMCO and controls a majority of GAMCO's voting power through his direct ownership of GAMCO common stock and his position as CEO, a Director and the controlling shareholder GGCP, Inc., which, through its intermediate subsidiary GGCP Holdings, LLC, controls a majority of the GAMCO's voting power. Mario J. Gabelli beneficially owns 10,000 shares of the Issuer's Class A Common Stock through GGCP, Inc., 18,423,741 shares of the Issuer's Class B Common Stock through GGCP Holdings LLC and 503,295 shares of the Issuer's Class B Common Stock directly.
- The Class B Common Stock of the Issuer is convertible at the option of the holder on a one-for-one basis into Class A Common Stock of the Issuer and has no expiration date.
Billionaire Hedge Funds
