Filing Details

Accession Number:
0001140361-16-069681
Form Type:
4
Zero Holdings:
No
Publication Time:
2016-06-14 13:17:00
Reporting Period:
2016-06-13
Filing Date:
2016-06-14
Accepted Time:
2016-06-14 13:17:00
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
771497 Abm Industries Inc ABM Services-To Dwellings & Other Buildings (7340) 941369354
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1433554 H Sarah Mcconnell 551 Fifth Avenue
Suite 300
New York NY 10176
Evp/Gen. Counsel/Corp. Secty. No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2016-06-13 13,148 $21.20 76,666 No 4 M Direct
Common Stock Disposition 2016-06-13 10,400 $37.03 66,266 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Stock Options Disposition 2016-06-13 13,148 $0.00 13,148 $21.20
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2017-03-31 No 4 M Direct
Footnotes
  1. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $37.00 to $37.37, inclusive. The reporting person undertakes to provide to ABM Industries Incorporated, any security holder of ABM Industries Incorporated, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote 1 to this Form 4.
  2. Includes 14,754 unvested RSUs, 24,502 vested RSUs, the receipt of which has been deferred and DERS relating to the RSUs, adjusted to reflect the cumulative effect of fractional shares, 3,589 performance shares earned but not vested with respect to performance shares granted on 1/14/2014, 978 performance shares earned but not vested with respect to performance shares granted on 1/15/2015,and DERs related thereto.
  3. Stock options granted under the 2006 Equity Incentive Plan.
  4. 100% exercisable on the fifth anniversary of the grant date.