Filing Details

Accession Number:
0001269847-16-000066
Form Type:
4
Zero Holdings:
No
Publication Time:
2016-06-13 09:38:39
Reporting Period:
2016-06-08
Filing Date:
2016-06-13
Accepted Time:
2016-06-13 09:38:39
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
935036 Aci Worldwide Inc. ACIW Services-Prepackaged Software (7372) 470772104
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1078558 G Philip Heasley 3520 Kraft Road
Suite 300
Naples FL 34105
Ceo And President Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2016-06-08 4,863 $10.87 1,389,266 No 4 M Direct
Common Stock Disposition 2016-06-08 4,863 $22.00 1,384,403 No 4 S Direct
Common Stock Disposition 2016-06-09 16,439 $21.73 1,367,964 No 4 D Direct
Common Stock Disposition 2016-06-09 4,162 $0.00 1,363,802 No 4 J Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
No 4 D Direct
No 4 J Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Non-Qualified Stock Option (right to buy) Disposition 2016-06-08 4,863 $0.00 4,863 $10.87
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
295,137 2017-07-24 No 4 M Direct
Footnotes
  1. Represents shares surrendered by the reporting person to pay the tax liability due upon the vesting of one-third of his performance-based restricted stock award granted on June 9, 2015.
  2. The performance-based restricted stock referred to in footnote 1 was earned at 90.4%. These shares reflect the remaining 9.6% of the unearned shares.
  3. The options were granted pursuant to the ACI Worldwide, Inc. 2005 Equity and Performance Incentive Plan, as amended. The shares identified herein were sold under Mr. Heasley's Rule 10b5-1 plan dated March 17, 2016. Such shares were sold pursuant to the cashless exercise of options granted to Mr. Heasley on July 24, 2007, which would otherwise expire in accordance with their terms on July 24, 2017. As of the date of this report, Mr. Heasley's beneficial ownership of the securities reported herein is 2,101,758 shares, consisting of 1,363,802 shares directly owned and 737,956 shares subject to currently exercisable options with a weighted average exercise price of $13.61.