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Filing Details

Accession Number:: 0001104659-16-126231
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2016-06-08 19:01:29
Reporting Period:: 2016-06-06

Filing Date:: 2016-06-08
Accepted Time:: 2016-06-08 19:01:29
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1337619	Envestnet Inc.	ENV	()	4

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1336059	Anil Arora	35 East Wacker Drive Suite 2400 Chicago IL 60601		Yes	No	No	No

Reported Non-Derivative Transactions

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Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership
Common Stock	Disposition	2016-06-06	3,150	$37.50	89,577	No	4	S	Direct
Common Stock	Acquisiton	2016-06-07	8,333	$0.00	97,910	No	4	M	Direct
Common Stock	Disposition	2016-06-07	4,046	$0.00	93,864	No	4	F	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership
No	4	S	Direct
No	4	M	Direct
No	4	F	Direct

Reported Derivative Transactions

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Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Common Stock	Restricted Stock Unit	Disposition	2016-06-07	8,333	$0.00	8,333	$0.00

Remaning Holdings	Exercise Date	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
83,334			No	4	M	Direct

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Common Stock	136	Indirect	By Trust for child 1
Common Stock	136	Indirect	By Trust for child 1

Reported Derivative Holdings

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Sec. Name	Sec. Type	Price	Date	Expiration Date	Amount	Remaning Holdings	Nature of Ownership
Common Stock	Employee Stock Option (Right to Buy)	$32.46		2025-12-07	20,000	20,000	Direct

Expiration Date	Amount	Remaning Holdings	Nature of Ownership
2025-12-07	20,000	20,000	Direct

Footnotes

These shares are held in trust for the benefit of a child of the reporting person for which the reporting person serves as trustee. The reporting person shares voting and investment control over the shares but disclaims beneficial ownership of the shares.
The shares reported in column 4 were sold in one transaction at $37.50 per share.
Represents the restricted shares of Envestnet, Inc. common stock that became vested for tax purposes effective June 7, 2016, but remain subject to contractual restrictions (the "June Vested Restricted Shares"). The reporting person was granted 100,000 restricted stock units on December 7, 2015 of which one-twelfth of the total amount vested on June 7, 2016. Such restricted stock units were previously reported in Table II on a Form 4 filed with the Securities and Exchange Commission on December 9, 2015.
The reporting person is reporting the withholding by Envestnet, Inc. of 4,046 shares of common stock to satisfy the reporting person's tax withholding obligations in connection with the vesting for tax purposes of June Vested Restricted Shares to the reporting person on June 7, 2016.
Each restricted stock unit is the economic equivalent of one share of Envestnet, Inc. Common Stock.
The reporting person was granted 100,000 restricted stock units on December 7, 2015 of which 1/3 of the total amount vests on the first anniversary of the applicable date of grant and one-twelfth of the total amount vests on each three-month anniversary thereafter.
Each share of restricted stock represents one share of Envestnet, Inc. Common Stock that remains subject to restrictions until the award becomes vested for all purposes.
Each restricted stock award represents the contingent right to receive one share of common stock upon vesting of the unit.
20,000 options were granted to the Reporting Person on December 7, 2015. One-third of the total amount vests on the first anniversary of the applicable date of grant and one-twelfth on each three-month anniversary thereafter.