Filing Details

Accession Number:
0001243786-16-000309
Form Type:
4
Zero Holdings:
No
Publication Time:
2016-06-06 15:21:01
Reporting Period:
2016-06-02
Filing Date:
2016-06-06
Accepted Time:
2016-06-06 15:21:01
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1285785 Mosaic Co MOS () 4
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1253762 T Anthony Brausen C/O The Mosaic Company
3033 Campus Drive, Suite E490
Plymouth MN 55441
Senior Vp -Finance No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2016-06-02 19,716 $15.45 46,607 No 4 M Direct
Common Stock Disposition 2016-06-02 19,716 $25.72 26,891 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Stock Option (Right to Buy) Disposition 2016-06-02 19,716 $0.00 19,716 $15.45
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2016-08-04 No 4 M Direct
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Stock Stock Option (Right to Buy) $40.03 2017-08-02 11,323 11,323 Direct
Common Stock Stock Option (Right to Buy) $127.21 2018-07-31 2,195 2,195 Direct
Common Stock Stock Option (Right to Buy $52.72 2019-07-27 5,258 5,258 Direct
Common Stock Stock Option (Right to Buy) $44.93 2020-07-27 5,105 5,105 Direct
Common Stock Stock Option (Right to Buy) $70.62 2021-07-21 4,307 4,307 Direct
Common Stock Stock Option (Right to Buy) $57.62 2022-07-19 7,284 7,284 Direct
Common Stock Restricted Stock Units $0.00 2016-07-18 3,702 3,702 Direct
Common Stock Stock Option (Right to Buy) $54.03 2023-07-18 9,470 9,470 Direct
Common Stock Restricted Stock Units $0.00 2017-03-07 4,022 4,022 Direct
Common Stock Stock Option (Right to Buy) $49.73 2024-03-07 10,644 10,644 Direct
Common Stock Stock Option (Right to Buy) $50.43 2025-03-05 11,658 11,658 Direct
Common Stock Stock Option (Right to Buy) $28.49 2026-03-03 24,890 24,890 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
2017-08-02 11,323 11,323 Direct
2018-07-31 2,195 2,195 Direct
2019-07-27 5,258 5,258 Direct
2020-07-27 5,105 5,105 Direct
2021-07-21 4,307 4,307 Direct
2022-07-19 7,284 7,284 Direct
3,702 3,702 Direct
2023-07-18 9,470 9,470 Direct
4,022 4,022 Direct
2024-03-07 10,644 10,644 Direct
2025-03-05 11,658 11,658 Direct
2026-03-03 24,890 24,890 Direct
Footnotes
  1. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $25.7123 to $25.7450, inclusive. The reporting person undertakes to provide to The Mosaic Company, any security holder of The Mosaic Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote 1 to this Form 4.
  2. Shares are held jointly with reporting person's spouse.
  3. This Stock Option is 100% exercisable.
  4. One-for-One
  5. Not Applicable
  6. Grant Date 07/18/2013; option becomes exercisable in three equal installments commencing on the first anniversary of the grant date and on each anniversary thereafter.
  7. Grant Date 03/07/2014; option becomes exercisable in three equal installments commencing on the first anniversary of the grant date and on each anniversary thereafter.
  8. Grant Date 03/05/2015; option becomes exercisable in three equal installments commencing on the first anniversary of the grant date and on each anniversary thereafter.
  9. Grant Date 03/03/2016; option becomes exercisable in three equal installments commencing on the first anniversary of the grant date and on each anniversary thereafter.