Filing Details

Accession Number:
0001140361-16-068366
Form Type:
4
Zero Holdings:
No
Publication Time:
2016-06-02 21:20:05
Reporting Period:
2016-05-31
Filing Date:
2016-06-02
Accepted Time:
2016-06-02 21:20:05
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1129260 Vocera Communications Inc. VCRA Communications Equipment, Nec (3669) 943354663
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1544332 Jay Spitzen C/O Vocera Communications, Inc.
525 Race Street
San Jose CA 95126
General Counsel, Secretary No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2016-05-31 500 $11.57 80,862 No 4 S Direct
Common Stock Disposition 2016-05-31 1,313 $0.00 79,549 No 4 F Direct
Common Stock Disposition 2016-06-01 500 $11.61 79,049 No 4 S Direct
Common Stock Disposition 2016-06-01 2,450 $0.00 76,599 No 4 F Direct
Common Stock Disposition 2016-06-01 5,582 $0.00 71,017 No 4 F Direct
Common Stock Disposition 2016-06-02 500 $11.75 70,517 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
No 4 F Direct
No 4 S Direct
No 4 F Direct
No 4 F Direct
No 4 S Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 4,684 Indirect By Spitzen Children's Trust dated 9/26/2000
Footnotes
  1. Includes shares previously acquired by the Reporting Person under the Issuer's employee stock purchase plan on May 13, 2016.
  2. Exempt transaction pursuant to Section 16b-3(e) - Payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. All of the shares reported as disposed of in this Form 4 were relinquished by the Reporting Person and withheld by the Issuer in exchange for the Issuer's agreement to pay federal and state tax withholding obligations of the Reporting Person resulting from the vesting of shares of restricted stock units. The Reporting Person did not sell or otherwise dispose of any of the shares reported on this Form 4 for any reason other than to cover required taxes.