Filing Details

Accession Number:
0001179110-16-025886
Form Type:
4
Zero Holdings:
No
Publication Time:
2016-06-02 18:35:12
Reporting Period:
2016-05-31
Filing Date:
2016-06-02
Accepted Time:
2016-06-02 18:35:12
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
745732 Ross Stores Inc ROST Retail-Family Clothing Stores (5651) 941390387
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1238922 Michael Balmuth 5130 Hacienda Drive
Dublin CA 94568
Chairman, Executive Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2016-05-31 78,194 $53.39 61,548 No 4 S Direct
Common Stock Acquisiton 2016-06-01 116,790 $0.00 178,338 No 4 M Direct
Common Stock Disposition 2016-06-01 116,790 $53.49 61,548 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock RSU Disposition 2016-06-01 116,790 $0.00 116,790 $0.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 No 4 M Direct
Footnotes
  1. Shares were sold pursuant to the terms of a pre-established 10b5-1 Plan.
  2. The price reported is a weighted average price. The shares were sold in multiple transactions at prices ranging from $53.07 to $54.13, inclusive. The reporting person undertakes to provide to Ross Stores, Inc., any security holder of Ross Stores, Inc., and to the staff of the Securities and Exchange Commission upon request, full information regarding the numbers of shares sold at each separate price within this price range.
  3. The price reported is a weighted average price. The shares were sold in multiple transactions at prices ranging from $53.26 to $53.85, inclusive. The reporting person undertakes to provide to Ross Stores, Inc., any security holder of Ross Stores, Inc., and to the staff of the Securities and Exchange Commission upon request, full information regarding the numbers of shares sold at each separate price within this price range.
  4. Each RSU share represents the right to receive one share of ROST common stock.
  5. The RSU vested 25% on May 31,2014, 25% on May 31, 2015 and 50% on May 31, 2016, subject to continued employment, and vested share rights will be settled in ROST common stock on June 1, 2016.
  6. Securities Beneficially Owned includes shares acquired pursuant to issuer's employee stock purchase plan in a transaction exempt under Rule 16b-3.