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Home > Insider Trading > Filing (0000899243-16-021151)

Filing Details

Accession Number:: 0000899243-16-021151
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2016-05-27 20:47:51
Reporting Period:: 2016-05-25

Filing Date:: 2016-05-27
Accepted Time:: 2016-05-27 20:47:51
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1610532	Hortonworks Inc.	HDP	Services-Prepackaged Software (7372)	371634325

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1626754	Greg Pavlik	C/O Hortonworks, Inc. 5470 Great America Parkway Santa Clara CA 95054	Chief Product Officer	No	Yes	No	No

Reported Non-Derivative Transactions

Show Other Fields >>

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Disposition	2016-05-25	1,872	$11.39	227,208	No	4	S	Indirect	Gregory Pavlik and Ruth Ann Pavlik, as trustees of the Pavlik Trust dated March 15, 2013

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	S	Indirect	Gregory Pavlik and Ruth Ann Pavlik, as trustees of the Pavlik Trust dated March 15, 2013

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Common Stock	213,833	Direct

Footnotes

This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on February 17, 2016.