Filing Details

Accession Number:
0001299033-16-000036
Form Type:
4
Zero Holdings:
No
Publication Time:
2016-05-26 12:26:26
Reporting Period:
2016-05-24
Filing Date:
2016-05-26
Accepted Time:
2016-05-26 12:26:26
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1299033 Calamos Asset Management Inc. CLMS () 4
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1248580 Sr P John Calamos 2020 Calamos Court
Naperville IL 60563
Chairman And Global Cio Yes Yes Yes No
1307316 Calamos Family Partners, Inc. 2020 Calamos Court
Naperville IL 60563
No No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Class A Common Stock Acquisiton 2016-05-24 157 $7.39 7,874 No 4 P Indirect By spouse
Class A Common Stock Acquisiton 2016-05-25 12,280 $7.80 1,406,199 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Indirect By spouse
No 4 P Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Class A Common Stock 1,393,919 Direct
Class A Common Stock 3,787,529 Indirect By Calamos Investments LLC
Class A Common Stock 7,874 Indirect By spouse
Class A Common Stock 3,787,529 Indirect By Calamos Investments LLC
Footnotes
  1. Total represents 638,645.8690 shares of Class A Common Stock and 755,273.00. Restricted Stock Units (which will be settled solely in shares of Class A Common Stock).
  2. Total represents 650,926.2610 shares of Class A Common Stock and 755,273.00. Restricted Stock Units (which will be settled solely in shares of Class A Common Stock).