Filing Details

Accession Number:
0000921895-16-004651
Form Type:
4
Zero Holdings:
No
Publication Time:
2016-05-23 18:53:20
Reporting Period:
2016-05-19
Filing Date:
2016-05-23
Accepted Time:
2016-05-23 18:53:20
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1172136 Us Geothermal Inc HTM Electric Services (4911) 841472231
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1461945 Jcp Investment Management, Llc 1177 West Loop South
Suite 1650
Houston TX 77027
No No Yes No
1461946 Jcp Investment Partnership, Lp 1177 West Loop South
Suite 1650
Houston TX 77027
No No No Yes
1461947 Jcp Investment Partners, Lp 1177 West Loop South
Suite 1650
Houston TX 77027
No No Yes No
1461948 Jcp Investment Holdings, Llc 1177 West Loop South
Suite 1650
Houston TX 77027
No No Yes No
1462171 C James Pappas 1177 West Loop South
Suite 1650
Houston TX 77027
No No Yes No
1669137 Jcp Drawdown Partnership Iii, Lp 1177 West Loop South
Suite 1650
Houston TX 77027
No No No Yes
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2016-05-19 149,638 $0.75 8,136,765 No 4 P Indirect By: JCP Drawdown Partnership III, LP
Common Stock Acquisiton 2016-05-20 229,708 $0.76 8,366,473 No 4 P Indirect By: JCP Drawdown Partnership III, LP
Common Stock Acquisiton 2016-05-23 31,331 $0.76 8,397,804 No 4 P Indirect By: JCP Drawdown Partnership III, LP
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Indirect By: JCP Drawdown Partnership III, LP
No 4 P Indirect By: JCP Drawdown Partnership III, LP
No 4 P Indirect By: JCP Drawdown Partnership III, LP
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 5,630,160 Indirect By: JCP Investment Partnership, LP
Footnotes
  1. This Form 4 is filed jointly by JCP Investment Partnership, LP ("JCP Partnership"), JCP Drawdown Partnership III, LP ("JCP Drawdown III"), JCP Investment Partners, LP ("JCP Partners"), JCP Investment Holdings, LLC ("JCP Holdings"), JCP Investment Management, LLC ("JCP Management") and James C. Pappas (collectively, the "Reporting Persons"). Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that collectively beneficially owns more than 10% of the Issuer's outstanding shares of Common Stock. Each of the Reporting Persons disclaims beneficial ownership of the shares of Common Stock reported herein except to the extent of his or its pecuniary interest therein.
  2. Represents shares of Common Stock owned directly by JCP Partnership. JCP Partners, as the general partner of JCP Partnership, may be deemed to beneficially own the shares of Common Stock owned directly by JCP Partnership. JCP Holdings, as the general partner of JCP Partners, may be deemed to beneficially own the shares of Common Stock owned directly by JCP Partnership. JCP Management, as the investment manager of JCP Partnership, may be deemed to beneficially own the shares of Common Stock owned directly by JCP Partnership. Mr. Pappas, as the managing member of JCP Management and the sole member of JCP Holdings, may be deemed to beneficially own the shares of Common Stock owned directly by JCP Partnership.
  3. Represents shares of Common Stock owned directly by JCP Drawdown III. JCP Partners, as the general partner of JCP Drawdown III, may be deemed to beneficially own the shares of Common Stock owned directly by JCP Drawdown III. JCP Holdings, as the general partner of JCP Partners, may be deemed to beneficially own the shares of Common Stock owned directly by JCP Drawdown III. JCP Management, as the investment manager of JCP Drawdown III, may be deemed to beneficially own the shares of Common Stock owned directly by JCP Drawdown III. Mr. Pappas, as the managing member of JCP Management and the sole member of JCP Holdings, may be deemed to beneficially own the shares of Common Stock owned directly by JCP Drawdown III.