Filing Details

Accession Number:
0000096021-16-000208
Form Type:
4
Zero Holdings:
No
Publication Time:
2016-05-20 17:03:28
Reporting Period:
2016-05-18
Filing Date:
2016-05-20
Accepted Time:
2016-05-20 17:03:28
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
96021 Sysco Corp SYY Wholesale-Groceries & Related Products (5140) 741648137
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1469366 B. William Day 1390 Enclave Parkway
Houston TX 77077
Executive Vice President No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2016-05-18 20,500 $48.87 123,231 No 4 S Direct
Common Stock Acquisiton 2016-05-18 15,400 $27.44 138,631 No 4 M Direct
Common Stock Disposition 2016-05-18 11,756 $48.93 126,875 No 4 S Direct
Common Stock Acquisiton 2016-05-18 71,400 $28.87 198,275 No 4 M Direct
Common Stock Disposition 2016-05-18 67,937 $48.87 130,338 No 4 S Direct
Common Stock Disposition 2016-05-18 4,055 $49.30 167,838 No 4 F Direct
Common Stock Acquisiton 2016-05-18 37,500 $27.65 130,338 No 4 M Direct
Common Stock Disposition 2016-05-18 37,500 $48.85 126,283 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
No 4 M Direct
No 4 S Direct
No 4 M Direct
No 4 S Direct
No 4 F Direct
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Stock Options (Right to buy) Disposition 2016-05-18 15,400 $0.00 15,400 $27.44
Common Stock Stock Options (Right to buy) Disposition 2016-05-18 71,400 $0.00 71,400 $28.87
Common Stock Stock Options (Right to buy) Disposition 2016-05-18 37,500 $0.00 37,500 $27.65
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2016-11-09 No 4 M Direct
0 2017-11-10 No 4 M Direct
112,500 2018-11-14 No 4 M Direct
Footnotes
  1. The sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on March 11, 2016.
  2. The price reported is a weighted average sale price of the 20,500 shares sold on this date. These shares were sold in multiple transactions at prices ranging from $48.53 to $49.21. The Reporting Person undertakes to provide to Sysco Corporation, any security holder of Sysco Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in the footnote to this Form 4.
  3. The exercises and sales were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on March 2, 2016.
  4. The price reported is a weighted average sale price of the 11,756 shares sold on this date. These shares were sold in multiple transactions at prices ranging from $48.53 to $49.22. The Reporting Person undertakes to provide to Sysco Corporation, any security holder of Sysco Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in the footnote to this Form 4.
  5. The price reported is a weighted average sale price of the 67,937 shares sold on this date. These shares were sold in multiple transactions at prices ranging from $48.52 to $49.22. The Reporting Person undertakes to provide to Sysco Corporation, any security holder of Sysco Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in the footnote to this Form 4.
  6. Represents previously-owned shares having a fair market value of $49.30 per share that were delivered by the Reporting Person in payment of the option exercise price.
  7. The price reported is a weighted average sale price of the 37,500 shares sold on this date. These shares were sold in multiple transactions at prices ranging from $48.52 to $49.20. The Reporting Person undertakes to provide to Sysco Corporation, any security holder of Sysco Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in the footnote to this Form 4.
  8. Options are fully exercisable.
  9. Options granted by the Compensation Committee of the company's Board of Directors pursuant to the 2007 Stock Incentive Plan, as amended.