Filing Details

Accession Number:
0001140361-16-065284
Form Type:
4
Zero Holdings:
No
Publication Time:
2016-05-13 18:53:56
Reporting Period:
2016-05-11
Filing Date:
2016-05-13
Accepted Time:
2016-05-13 18:53:56
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1481792 Quadaphics Inc. QUAD Commercial Printing (2750) 391152983
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1495362 C John Fowler C/O Quad/Graphics, Inc.
N61 W23044 Harry'S Way
Sussex WI 53089
Vice Chairman & Evp No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Class A Common Stock Disposition 2016-05-11 11,488 $15.05 0 No 4 I Indirect By 401(a) Plan
Class A Common Stock Disposition 2016-05-11 10,000 $18.03 11,291 No 4 S Indirect By Spouse
Class A Common Stock Disposition 2016-05-12 900 $18.00 10,391 No 4 S Indirect By Spouse
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 I Indirect By 401(a) Plan
No 4 S Indirect By Spouse
No 4 S Indirect By Spouse
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Class A Common Stock 187,233 Direct
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Class A Common Stock Stock Options (Right to Buy) $13.47 2012-05-14 2021-11-18 7,350 7,350 Direct
Class A Common Stock Stock Options (Right to Buy) $19.12 2012-05-14 2021-11-18 6,500 6,500 Direct
Class A Common Stock Stock Options (Right to Buy) $13.47 2012-05-14 2021-11-18 17,500 17,500 Direct
Class A Common Stock Stock Options (Right to Buy) $13.47 2012-05-14 2021-11-18 10,000 10,000 Direct
Class A Common Stock Stock Options (Right to Buy) $23.37 2017-01-31 318,000 318,000 Direct
Class A Common Stock Stock Options (Right to Buy) $29.37 2019-01-31 30,000 30,000 Direct
Class A Common Stock Stock Options (Right to Buy) $15.37 2020-01-31 30,000 30,000 Direct
Class A Common Stock Stock Options (Right to Buy) $16.62 2020-01-31 45,000 45,000 Direct
Class A Common Stock Stock Options (Right to Buy) $41.26 2021-01-01 34,218 34,218 Direct
Class A Common Stock Stock Options (Right to Buy) $14.14 2022-01-01 34,218 34,218 Direct
Class A Common Stock Class B Common Stock $0.00 111,660 111,660 Indirect
Expiration Date Amount Remaning Holdings Nature of Ownership
2021-11-18 7,350 7,350 Direct
2021-11-18 6,500 6,500 Direct
2021-11-18 17,500 17,500 Direct
2021-11-18 10,000 10,000 Direct
2017-01-31 318,000 318,000 Direct
2019-01-31 30,000 30,000 Direct
2020-01-31 30,000 30,000 Direct
2020-01-31 45,000 45,000 Direct
2021-01-01 34,218 34,218 Direct
2022-01-01 34,218 34,218 Direct
111,660 111,660 Indirect
Footnotes
  1. The reported transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 24, 2016.
  2. The price in Column 4 is a weighted average price. The prices actually received ranged from $18.00 to $18.0901. The reporting person has provided to the issuer, and will provide to any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range for all transactions reported in this Form 4 utilizing an average weighted price.
  3. The price in Column 4 is a weighted average price. The prices actually received ranged from $18.00 to $18.005. The reporting person has provided to the issuer, and will provide to any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range for all transactions reported in this Form 4 utilizing an average weighted price.
  4. Became exercisable as to 263,940 shares on May 14, 2012, and the remaining shares became exercisable on November 18, 2012.
  5. Became exercisable in two equal annual installments beginning on November 18, 2012.
  6. Became exercisable in three equal annual installments beginning on November 18, 2012.
  7. Became exercisable as to 14,850 shares on May 14, 2012, and became exercisable ratably over the next three years with respect to the remaining shares beginning on November 18, 2012.
  8. Became exercisable in three equal annual installments beginning on January 1, 2013.
  9. Became exercisable in three equal annual installments beginning on January 1, 2014.
  10. Class B Common Stock is convertible into Class A Common Stock on a 1-for-1 basis at no cost and has no expiration date.
  11. As Trustee for the HRQ 2010 Trust. The reporting person is a trustee of the trust. The reporting person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein.