Filing Details

Accession Number:
0000902274-16-000330
Form Type:
4
Zero Holdings:
No
Publication Time:
2016-05-13 18:38:57
Reporting Period:
2016-05-12
Filing Date:
2016-05-13
Accepted Time:
2016-05-13 18:38:57
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
902274 Libbey Inc LBY Glass & Glassware, Pressed Or Blown (3220) 341559357
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1208761 T Timothy Paige Libbey Inc
Po Box 10060
Toledo OH 43699-0060
Vice President-Human Resources No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2016-05-12 12 $10.13 25,941 No 4 M Direct
Common Stock Disposition 2016-05-12 12 $17.53 25,929 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Non-Qualified Stock Option (right to buy) Disposition 2016-05-12 12 $10.13 12 $10.13
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
5,475 2011-02-11 2020-02-11 No 4 M Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 19,018 Indirect By 401k Plan
Restricted Stock Units 10,245 Direct
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Shares NQ - Stock Option (Right to Buy) $17.13 2017-02-17 2026-02-25 15,417 15,417 Direct
Common Stock NQ - Stock Option (Right to Buy) $23.02 2015-02-24 2024-02-24 6,017 6,017 Direct
Common Stock Non-Qualified Stock Option (right to buy) $15.35 2009-02-15 2018-02-15 3,995 3,995 Direct
Common Stock Non-Qualified Stock Option (right to buy) $19.02 2014-02-22 2023-02-22 6,818 6,818 Direct
Common Stock Non-Qualified Stock Option (right to buy) $13.95 2013-02-17 2022-02-17 4,478 4,478 Direct
Common Stock NQ - Stock Option (Right to Buy) $38.06 2016-02-17 2025-03-02 4,417 4,417 Direct
Common Stock NQ - Stock Option (Right to Buy) $38.06 2016-02-17 2025-03-02 4,417 4,417 Direct
Common Stock Non-Qualified Stock Option (right to buy) $17.00 2012-02-10 2021-02-10 3,511 3,511 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
2026-02-25 15,417 15,417 Direct
2024-02-24 6,017 6,017 Direct
2018-02-15 3,995 3,995 Direct
2023-02-22 6,818 6,818 Direct
2022-02-17 4,478 4,478 Direct
2025-03-02 4,417 4,417 Direct
2025-03-02 4,417 4,417 Direct
2021-02-10 3,511 3,511 Direct
Footnotes
  1. The information reported herein is based upon information received from the record keeper of the Libbey Inc. 401k/104m plan. The Libbey Inc. shares attributed to the participant in this report as being held by the plan are the equivalent number of the shares the participant would receive of his entire Libbey Inc. share account if it was distributed to him in Libbey Inc. shares. The actual account in the plan consists of the Libbey Inc. shares and cash.
  2. The options become exercisable for 25% of the shares on each of the first, second, third, and fourth anniversary dates.
  3. The options become exercisable for 25% of the shares on February 17th of each of 2016, 2017, 2018 and 2019 provided the grantee remains continuously employed by the Company as of those respective dates.