Filing Details

Accession Number:
0001001250-16-000173
Form Type:
4
Zero Holdings:
No
Publication Time:
2016-05-13 17:25:11
Reporting Period:
2016-05-11
Filing Date:
2016-05-13
Accepted Time:
2016-05-13 17:25:11
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1001250 Estee Lauder Companies Inc EL Perfumes, Cosmetics & Other Toilet Preparations (2844) 112408943
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1008092 Lal Family Partners Lp C/O The Estee Lauder Companies Inc.
767 Fifth Avenue
New York NY 10153
No No Yes No
1008093 Lal Family Corp C/O The Estee Lauder Companies Inc.
767 Fifth Avenue
New York NY 10153
No No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Class A Common Stock Acquisiton 2016-05-11 500,000 $0.00 500,000 No 4 C Direct
Class A Common Stock Disposition 2016-05-11 100,000 $94.93 400,000 No 4 S Direct
Class A Common Stock Disposition 2016-05-12 149,800 $94.29 250,200 No 4 S Direct
Class A Common Stock Disposition 2016-05-12 49,700 $95.11 200,500 No 4 S Direct
Class A Common Stock Disposition 2016-05-12 500 $95.77 200,000 No 4 S Direct
Class A Common Stock Disposition 2016-05-13 77,100 $93.20 122,900 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 C Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Class A Common Stock Class B Common Stock Disposition 2016-05-11 500,000 $0.00 500,000 $0.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
89,659,684 No 4 C Direct
Footnotes
  1. LAL Family Partners L.P. ("LALFP") converted shares of Class B Common Stock into an equal number of shares of Class A Common Stock.
  2. There is no exercise or conversion price for the Class B Common Stock. Shares of Class B Common Stock may be converted immediately on a one-for-one basis by the holder and are automatically converted into Class A Common Stock on a one-for-one basis upon transfer to a person or entity that is not a "Permitted Transferee" (as defined in the Issuer's Restated Certificate of Incorporation) or soon after a record date for a meeting of stockholders where the outstanding Class B Common Stock constitutes less than 10% of the outstanding shares of Common Stock of the Issuer.
  3. Owned directly by LALFP.
  4. The sole general partner of LALFP is LAL Family Corporation ("LALFC"). LALFC indirectly beneficially owns all shares of Class A and Class B Common Stock owned by LALFP.
  5. Sold by LALFP.
  6. The number of securities reported represents an aggregate number of shares sold in multiple open market transactions over a range of sales prices. The price reported represents the weighted average price. The Reporting Person undertakes to provide the staff of the SEC, the Issuer, or a stockholder of the Issuer, upon request, the number of shares sold by such Reporting Person at each separate price within the range.
  7. Sales prices range from $94.45 to $95.20 per share, inclusive.
  8. Sales prices range from $93.74 to $94.73 per share, inclusive.
  9. Sales prices range from $94.74 to $95.73 per share, inclusive.
  10. Sales prices range from $95.75 to $95.79 per share, inclusive.
  11. Sales prices range from $93.00 to $93.60 per share, inclusive.