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Home > Insider Trading > Filing (0001225208-16-033234)

Filing Details

Accession Number:: 0001225208-16-033234
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2016-05-12 18:03:13
Reporting Period:: 2016-05-10

Filing Date:: 2016-05-12
Accepted Time:: 2016-05-12 17:03:13
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
101829	United Technologies Corp	UTX	Aircraft Engines & Engine Parts (3724)	060570975

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1555745	B Elizabeth Amato	10 Farm Springs Road Farmington CT 06032	Evp & Chief Hr Officer	No	Yes	No	No

Reported Non-Derivative Transactions

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Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Acquisiton	2016-05-10	9,600	$62.81	30,756	No	4	M	Direct
Common Stock	Disposition	2016-05-10	3,696	$102.12	27,060	No	4	S	Direct
Common Stock	Disposition	2016-05-10	5,904	$102.12	21,156	No	4	D	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	M	Direct
No	4	S	Direct
No	4	D	Direct

Reported Derivative Transactions

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Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Common Stock	Stock Appreciation Right	Disposition	2016-05-10	9,600	$102.12	9,600	$62.81

Remaning Holdings	Exercise Date	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
0	2010-01-03	2017-01-02	No	4	M	Direct

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Common Stock	13,860	Indirect	By Savings Plan Trustee

Footnotes

The price in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $102.121 to $102.131.